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Gladstone Capital

66 hedge funds and large institutions have $35.9M invested in Gladstone Capital in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,800% more call options, than puts

Call options by funds: $342K | Put options by funds: $18K

94% more capital invested

Capital invested by funds: $18.6M → $35.9M (+$17.4M)

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

7.49% more ownership

Funds ownership: 0%7.49% (+7.5%)

6% more funds holding

Funds holding: 6266 (+4)

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
17
Closed
6
Calls
$342K
Puts
$18K
Net Calls
+$324K
Net Calls Change
+$387K
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$312K +$278K +16,588 New
CIBC Private Wealth Group
27
CIBC Private Wealth Group
Georgia
$301K -$3.35K -200 -1%
SPC
28
Sigma Planning Corp
Michigan
$276K -$4.75K -284 -2%
BA
29
Bard Associates
Illinois
$257K -$12.6K -750 -5%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$243K +$502 +30 +0.2%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$234K -$16.4K -982 -7%
Stifel Financial
32
Stifel Financial
Missouri
$207K -$83.7K -5,000 -31%
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$205K +$17.8K +1,062 +11%
AIM
34
Acrospire Investment Management
Illinois
$148K +$104K +6,202 +374%
AL
35
Airain Ltd
Guernsey
$144K +$128K +7,656 New
HIM
36
Hillsdale Investment Management
Ontario, Canada
$130K +$116K +6,900 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$128K +$114K +6,800 New
FFA
38
First Foundation Advisors
California
$119K
WA
39
WFG Advisors
Texas
$117K -$16.1K -961 -13%
SFA
40
Sequoia Financial Advisors
Ohio
$116K +$15.1K +900 +17%
MFS
41
MSI Financial Services
Massachusetts
$115K -$2.58K -154 -2%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$112K +$88.7K +5,300 +796%
TWA
43
TCI Wealth Advisors
Arizona
$107K -$38.3K -2,289 -29%
CAS
44
Cue Advisory Services
Arizona
$97K +$86.2K +5,150 New
Citigroup
45
Citigroup
New York
$94K -$17K -1,013 -17%
IA
46
IFP Advisors
Florida
$75K
Wells Fargo
47
Wells Fargo
California
$58K -$11.3K -675 -18%
WEC
48
Winslow Evans & Crocker
Massachusetts
$57.3K +$2.09K +125 +4%
DOA
49
D'Orazio & Associates
Virginia
$56K +$117 +7 +0.2%
US Bancorp
50
US Bancorp
Minnesota
$45K

GLAD Hedge Fund Activity: Q4 2016 in Review

66 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2016, worth a combined $35.9M — up 94% from $18.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GLAD positions and 6 closed out — a net gain of 4 holders — while 25 added to existing stakes and 17 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $6.42M. The largest seller was United Capital Financial Advisors, cutting an estimated $799K.

  • 66 institutional investors held Gladstone Capital (GLAD) as of Q4 2016, up from 62 in Q3 2016.
  • Funds reported $35.9M of Gladstone Capital stock for Q4 2016, up 94% quarter-over-quarter.
  • 10 funds opened new Gladstone Capital positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest Gladstone Capital buyer in Q4 2016 was Invesco, an estimated $6.42M added.
  • The largest Gladstone Capital seller in Q4 2016 was United Capital Financial Advisors, an estimated $799K sold.

Based on aggregated 13F filings for Q4 2016.