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Gladstone Capital

81 hedge funds and large institutions have $54.2M invested in Gladstone Capital in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $300K | Put options by funds: $162K

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $50.3M → $54.2M (+$3.98M)

4% more funds holding

Funds holding: 7881 (+3)

20% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 25

Holders
81
Holders Change
+3
Holders Change %
+3.85%
% of All Funds
2.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
20
Reduced
25
Closed
13
Calls
$300K
Puts
$162K
Net Calls
+$138K
Net Calls Change
+$185K
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
26
Martingale Asset Management
Massachusetts
$497K -$28.5K -1,549 -6%
LPL Financial
27
LPL Financial
California
$413K +$8.3K +451 +2%
Millennium Management
28
Millennium Management
New York
$392K -$53.9K -2,926 -13%
AllianceBernstein
29
AllianceBernstein
Tennessee
$373K -$116K -6,292 -24%
California State Teachers Retirement System (CalSTRS)
30
California State Teachers Retirement System (CalSTRS)
California
$364K
DnB Asset Management
31
DnB Asset Management
Norway
$334K +$48.8K +2,650 +18%
Citadel Advisors
32
Citadel Advisors
Florida
$330K +$316K +17,178 New
TA
33
Teachers Advisors
New York
$310K
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$292K -$9.07K -493 -3%
VanEck Associates
35
VanEck Associates
New York
$290K +$30.4K +1,651 +12%
RhumbLine Advisers
36
RhumbLine Advisers
Massachusetts
$284K -$17K -925 -6%
Charles Schwab
37
Charles Schwab
California
$271K
NFA
38
Nationwide Fund Advisors
Ohio
$269K -$5.54K -301 -2%
State Board of Administration of Florida Retirement System
39
State Board of Administration of Florida Retirement System
Florida
$265K
VOYA Investment Management
40
VOYA Investment Management
Georgia
$245K
Deutsche Bank
41
Deutsche Bank
Germany
$241K -$355K -19,285 -60%
Arrowstreet Capital
42
Arrowstreet Capital
Massachusetts
$220K +$211K +11,482 New
CS
43
Credit Suisse
Switzerland
$210K -$364K -19,792 -64%
BA
44
Bard Associates
Illinois
$207K
SCM
45
Sterling Capital Management
North Carolina
$184K +$177K +9,605 New
MLICM
46
Metropolitan Life Insurance Company (MetLife)
New York
$182K
WA
47
WFG Advisors
Texas
$148K +$106K +5,747 +286%
Legal & General Group
48
Legal & General Group
United Kingdom
$142K
AIG
49
American International Group
New York
$138K -$3.13K -170 -2%
NPC
50
National Planning Corporation
California
$134K +$129K +7,007 New

GLAD Hedge Fund Activity: Q4 2013 in Review

81 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2013, worth a combined $54.2M — up 7.9% from $50.3M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GLAD positions and 13 closed out — a net gain of 3 holders — while 20 added to existing stakes and 25 trimmed.

The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $1.59M. The largest seller was Kennedy Capital Management, exiting entirely with an estimated $1.04M sold.

  • 81 institutional investors held Gladstone Capital (GLAD) as of Q4 2013, up from 78 in Q3 2013.
  • Funds reported $54.2M of Gladstone Capital stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 16 funds opened new Gladstone Capital positions in Q4 2013 and 13 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q4 2013 was United Capital Financial Advisors, an estimated $1.59M added.
  • The largest Gladstone Capital seller in Q4 2013 was Kennedy Capital Management, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2013.