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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
76
D.A. Davidson & Co
Montana
$238K +$217K +9,185 New
CA
77
Cetera Advisors
Colorado
$228K +$208K +8,813 New
VF
78
Virtu Financial
New York
$227K +$207K +8,746 New
CAM
79
Concorde Asset Management
Michigan
$222K +$202K +8,547 New
SS
80
Simplicity Solutions
Minnesota
$214K +$194K +8,222 New
AP
81
Advisors Preferred
Maryland
$129K +$117K +4,975 New
GWM
82
Geneos Wealth Management
Colorado
$74K +$67.5K +2,858 New
HIIFS
83
Harel Insurance Investments & Financial Services
Israel
$57K -$47.2K -2,000 Closed
Manulife (Manufacturers Life Insurance)
84
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$46K +$36.6K +1,548 +659%
PFBT
85
Parkside Financial Bank & Trust
Missouri
$45K +$40.5K +1,715 New
WEC
86
Winslow Evans & Crocker
Massachusetts
$24.7K
WA
87
WFG Advisors
Texas
$23K +$20.9K +884 New
BWA
88
Burt Wealth Advisors
Maryland
$18K
NFG
89
Next Financial Group
Texas
$10K
TIM
90
Tortoise Investment Management
New York
$6K
JFGIW
91
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$4K -$11.8K -501 -76%
Thrivent Financial for Lutherans
92
Thrivent Financial for Lutherans
Minnesota
$2K
ASN
93
Advisory Services Network
Georgia
$2K +$1.72K +73 New
Creative Planning
94
Creative Planning
Kansas
$1K +$472 +20 New
Citadel Advisors
95
Citadel Advisors
Florida
-$1.2M -53,636 Closed
HighTower Advisors
96
HighTower Advisors
Illinois
-$450K -20,110 Closed
FIM
97
Freedom Investment Management
Connecticut
-$338K -15,109 Closed
BRWA
98
B. Riley Wealth Advisors
Florida
-$313K -13,936 Closed
Walleye Trading
99
Walleye Trading
New York
-$89K -3,961 Closed
CCS
100
Crosspoint Capital Strategies
California
-$16K -650 Closed