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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$225K -$88.6K -4,385 -28%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$151K +$153K +7,597 New
AIG
28
American International Group
New York
$81.6K -$2.02K -100 -2%
RIA
29
Regal Investment Advisors
Michigan
$72K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$46K +$626 +31 +1%
WA
31
WFG Advisors
Texas
$20K
Nomura Holdings
32
Nomura Holdings
Japan
$6K +$6.06K +300 New
TIM
33
Tortoise Investment Management
New York
$5K
AC
34
Alexandria Capital
Virginia
$3K
KIG
35
Kessler Investment Group
Indiana
$3K +$3.54K +175 New
BFA
36
Beaumont Financial Advisors
Massachusetts
-$6.02M -304,263 Closed
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
-$1.84M -93,093 Closed
DS
38
DRW Securities
Illinois
-$1.57M -79,476 Closed
RJA
39
Raymond James & Associates
Florida
-$412K -20,839 Closed
Thrivent Financial for Lutherans
40
Thrivent Financial for Lutherans
Minnesota
-$327K -16,551 Closed
RJFSA
41
Raymond James Financial Services Advisors
Florida
-$246K -12,429 Closed
Ameriprise
42
Ameriprise
Minnesota
-$122K -6,174 Closed
FHC
43
First Heartland Consultants
Missouri
-$54K -2,705 Closed
BFEC
44
Benjamin F. Edwards & Company
Missouri
-$13.4K -661 Closed
NES
45
New England Securities
New York
-$10K -525 Closed
Citigroup
46
Citigroup
New York
-$1K -57 Closed
GI
47
Gradient Investments
Minnesota
-$1K -51 Closed