Nomura Holdings
FXU icon

Nomura Holdings’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Nomura Holdings’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-300
Closed -$6K – 2117
2013
Q3 		$6K Buy
+300
New +$6.06K ﹤0.01% 2227

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U
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Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SAM
SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nomura Holdings's FXU Position: Q4 2013 in Review

Nomura Holdings sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2013, closing a stake of 300 shares — an estimated $6K sold.

Nomura Holdings first reported a position in FXU in Q3 2013 and held it in 1 quarter. The position peaked at $6K in Q3 2013. 23 funds tracked by Wall St. Rank hold FXU as of Q4 2013.

  • Nomura Holdings reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
  • Nomura Holdings sold 300 First Trust Utilities AlphaDEX Fund shares in Q4 2013, an estimated $6K.
  • Nomura Holdings first reported a position in First Trust Utilities AlphaDEX Fund in Q3 2013 and held it in 1 quarter.
  • Nomura Holdings's First Trust Utilities AlphaDEX Fund position peaked at $6K in Q3 2013.
  • 23 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.