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First Trust Utilities AlphaDEX Fund
FXU

138 hedge funds and large institutions have $223M invested in First Trust Utilities AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 35 increasing their positions, 45 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

182% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 11

15% more funds holding

Funds holding: 120 → 138 (+18)

3% more capital invested

Capital invested by funds: $217M → $223M (+$5.48M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6.05% less ownership

Funds ownership: 71% → 64.95% (-6%)

22% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 45

Holders
138
Holders Change
+18
Holders Change %
+15%
% of All Funds
1.82%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
31
Increased
35
Reduced
45
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$9.56M
2
Morgan Stanley
Morgan Stanley
New York
+$6.95M
3
Wells Fargo
Wells Fargo
California
+$4.95M
4
RAS
RPS Advisory Solutions
Kentucky
+$1.67M
5
HPC
Hobart Private Capital
North Carolina
+$1.53M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.77M
2
Truist Financial
Truist Financial
North Carolina
-$5.73M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.56M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.44M
5
BCI
Brinker Capital Investments
Pennsylvania
-$615K
Name Holding Trade Value Shares
Change 		Change in
Stake
IWM
76
Iams Wealth Management
Nebraska
$272K -$123K -3,183 -31%
BTWM
77
Brass Tax Wealth Management
Ohio
$271K -$17.4K -450 -6%
PA
78
PSI Advisors
Florida
$271K +$1.9K +49 +0.7%
SA
79
Sanctuary Advisors
Indiana
$270K -$48.7K -1,256 -15%
Envestnet Portfolio Solutions
80
Envestnet Portfolio Solutions
Illinois
$269K -$543K -14,002 -66%
JP Morgan Chase
81
JP Morgan Chase
New York
$268K +$55.1K +1,422 +25%
IA
82
IFP Advisors
Florida
$261K +$14.2K +367 +6%
WE
83
Wealth Effects
Massachusetts
$261K – – –
Brown Advisory
84
Brown Advisory
Maryland
$259K -$64.7K -1,670 -20%
AFP
85
Ausdal Financial Partners
Iowa
$259K +$265K +6,844 New
CWP
86
Core Wealth Partners
California
$249K – – –
OFS
87
OneAscent Financial Services
Alabama
$229K +$235K +6,056 New
AWM
88
Axxcess Wealth Management
California
$227K – – –
GWP
89
Gateway Wealth Partners
Wisconsin
$225K +$230K +5,935 New
PSF
90
Pacific Sun Financial
California
$219K – – –
WP
91
WMS Partners
Maryland
$218K +$223K +5,763 New
RW
92
Rockport Wealth
Ohio
$216K -$1.28K -33 -0.6%
BFA
93
Bright Financial Advisors
Michigan
$210K – – –
HWM
94
HB Wealth Management
Georgia
$208K – – –
EWM
95
EPG Wealth Management
Georgia
$191K -$1.82K -47 -0.9%
PSFG
96
Park Square Financial Group
Georgia
$173K +$177K +4,569 New
MCM
97
Manchester Capital Management
Vermont
$151K – – –
IA
98
IFG Advisory
Georgia
$143K +$1.29M +33,195 New
NWM
99
Nova Wealth Management
Florida
$141K +$145K +3,734 New
Jones Financial Companies
100
Jones Financial Companies
Missouri
$115K +$20.2K +520 +21%
2 3
4
5 6

FXU Hedge Fund Activity: Q4 2024 in Review

138 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2024, worth a combined $223M — up 2.5% from $217M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FXU positions and 11 closed out — a net gain of 20 holders — while 35 added to existing stakes and 45 trimmed.

The largest buyer was Bank of America, adding an estimated $9.56M. The largest seller was Envestnet Asset Management, cutting an estimated $7.77M.

  • 138 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2024, up from 120 in Q3 2024.
  • Funds reported $223M of First Trust Utilities AlphaDEX Fund stock for Q4 2024, up 2.5% quarter-over-quarter.
  • 31 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2024 and 11 closed out, a net change of +20 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2024 was Bank of America, an estimated $9.56M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2024 was Envestnet Asset Management, an estimated $7.77M sold.

Based on aggregated 13F filings for Q4 2024.