First Trust Utilities AlphaDEX Fund
FXU
76 hedge funds and large institutions have $84.8M invested in First Trust Utilities AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 9 closing their positions.
0.69% less ownership
Funds ownership: 47.29% → 46.6% (-0.69%)
1% less capital invested
Capital invested by funds: $85.4M → $84.8M (-$625K)
4% less funds holding
Funds holding: 79 → 76 (-3)
11% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 9
18% less repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HighTower Advisors
Chicago,
Illinois
|
+$4.67M |
| 2 |
VCM
Virtue Capital Management
Brentwood,
Tennessee
|
+$2.8M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$1.68M |
| 4 |
Goldman Sachs
New York
|
+$664K |
| 5 |
LPL Financial
San Diego,
California
|
+$597K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$6.26M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1.57M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$1.26M |
| 4 |
Morgan Stanley
New York
|
-$842K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
-$416K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FTUS
76
Flow Traders U.S.
New York
| – | -$397K | -13,254 | Closed |
|
|
BFA
77
Beaumont Financial Advisors
Needham,
Massachusetts
| – | -$337K | -11,327 | Closed |
|
|
ASN
78
Advisory Services Network
Atlanta,
Georgia
| – | -$79K | -2,635 | Closed |
|
79
JP Morgan Chase
New York
| – | -$22K | -727 | Closed |
|
80
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$15.5K | -500 | -97% |
|
|
TAM
81
Tucker Asset Management
Littleton,
Colorado
| – | -$14.8K | -496 | Closed |
|
82
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$12K | -387 | Closed |
|
|
SB
83
Strategic Blueprint
Atlanta,
Georgia
| – | -$12K | -387 | Closed |
|
|
HIA
84
Harbor Investment Advisory
Lutherville,
Maryland
| – | -$6K | -197 | Closed |
|
|
FFA
85
Founders Financial Alliance
Raleigh,
North Carolina
| – | -$1K | -26 | Closed |
|
FXU Hedge Fund Activity: Q3 2021 in Review
76 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2021, worth a combined $84.8M — down 0.73% from $85.4M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of FXU and 8 opened new positions — a net loss of 1 holder — while 28 trimmed existing stakes and 23 added.
The largest buyer was HighTower Advisors, opening a new position worth an estimated $4.67M. The largest seller was UBS Group, cutting an estimated $6.26M.
- 76 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2021, down from 79 in Q2 2021.
- Funds reported $84.8M of First Trust Utilities AlphaDEX Fund stock for Q3 2021, down 0.73% quarter-over-quarter.
- 8 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2021 and 9 closed out, a net change of -1 holder.
- The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2021 was HighTower Advisors, an estimated $4.67M added.
- The largest First Trust Utilities AlphaDEX Fund seller in Q3 2021 was UBS Group, an estimated $6.26M sold.
Based on aggregated 13F filings for Q3 2021.