First Trust Utilities AlphaDEX Fund
FXU
77 hedge funds and large institutions have $109M invested in First Trust Utilities AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 35 reducing their positions, and 7 closing their positions.
57% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 7
3% more funds holding
Funds holding: 75 → 77 (+2)
1.38% more ownership
Funds ownership: 53.7% → 55.08% (+1.4%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
2% less capital invested
Capital invested by funds: $111M → $109M (-$1.81M)
60% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 35
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JAWM
J. Arnold Wealth Management
Youngstown,
Ohio
|
+$1.59M |
| 2 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$1.17M |
| 3 |
SS
Simplicity Solutions
Minneapolis,
Minnesota
|
+$1.15M |
| 4 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$1.04M |
| 5 |
Goldman Sachs
New York
|
+$684K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Truist Financial
Charlotte,
North Carolina
|
-$5.28M |
| 2 |
MML Investors Services
Springfield,
Massachusetts
|
-$2.58M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$2.16M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$1.45M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$1.25M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LFG
76
Larson Financial Group
St Louis,
Missouri
| $1K | +$170 | +6 | +14% |
|
|
FEM
77
Fulcrum Equity Management
Plano,
Texas
| – | -$255K | -9,635 | Closed |
|
|
SFS
78
Sowell Financial Services
North Little Rock,
Arkansas
| – | -$52.4K | -1,850 | -100% |
|
|
CSPIA
79
Cary Street Partners Investment Advisory
Richmond,
Virginia
| – | -$42K | -1,597 | Closed |
|
|
NC
80
NewSquare Capital
Newtown Square,
Pennsylvania
| – | -$36K | -1,345 | Closed |
|
|
NFSG
81
Newbridge Financial Services Group
Boca Raton,
Florida
| – | -$25K | -950 | Closed |
|
|
AP
82
Atwood & Palmer
Kansas City,
Missouri
| – | -$15K | -580 | Closed |
|
83
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$14K | -545 | Closed |
|
|
AA
84
Advisory Alpha
Holland,
Michigan
| – | -$1K | -19 | Closed |
|
FXU Hedge Fund Activity: Q4 2020 in Review
77 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2020, worth a combined $109M — down 1.6% from $111M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new FXU positions and 7 closed out — a net gain of 4 holders — while 14 added to existing stakes and 35 trimmed.
The largest buyer was J. Arnold Wealth Management, adding an estimated $1.59M. The largest seller was Truist Financial, cutting an estimated $5.28M.
- 77 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2020, up from 75 in Q3 2020.
- Funds reported $109M of First Trust Utilities AlphaDEX Fund stock for Q4 2020, down 1.6% quarter-over-quarter.
- 11 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2020 and 7 closed out, a net change of +4 holders.
- The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2020 was J. Arnold Wealth Management, an estimated $1.59M added.
- The largest First Trust Utilities AlphaDEX Fund seller in Q4 2020 was Truist Financial, an estimated $5.28M sold.
Based on aggregated 13F filings for Q4 2020.