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First Trust Utilities AlphaDEX Fund
FXU

103 hedge funds and large institutions have $216M invested in First Trust Utilities AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 35 increasing their positions, 36 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 36

2.99% less ownership

Funds ownership: 69.34% → 66.35% (-3%)

10% less funds holding

Funds holding: 114 → 103 (-11)

15% less capital invested

Capital invested by funds: $255M → $216M (-$38.7M)

33% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 24

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
103
Holders Change
-11
Holders Change %
-9.65%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
35
Reduced
36
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DWA
Delos Wealth Advisors
Texas
+$2.92M
2
Morgan Stanley
Morgan Stanley
New York
+$1.48M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$930K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$880K
5
TRCT
Tower Research Capital (TRC)
New York
+$858K

Top Sellers

Rank Fund Capital Flow
1
VCM
Virtue Capital Management
Tennessee
-$15.4M
2
Bank of America
Bank of America
North Carolina
-$5.46M
3
AWM
AE Wealth Management
Kansas
-$2.91M
4
CAM
Concorde Asset Management
Michigan
-$2.7M
5
Stifel Financial
Stifel Financial
Missouri
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$363K – – –
BFEC
52
Benjamin F. Edwards & Company
Missouri
$361K +$52K +1,591 +17%
CWA
53
Clarus Wealth Advisors
Arizona
$360K +$42K +1,287 +14%
DC
54
Davenport & Co
Virginia
$333K +$121K +3,702 +57%
CW
55
CreativeOne Wealth
Kansas
$330K +$50.2K +1,538 +18%
AWM
56
AE Wealth Management
Kansas
$297K -$2.91M -89,236 -91%
SAM
57
SignalPoint Asset Management
Missouri
$293K -$1.11K -34 -0.4%
SPWM
58
Schrum Private Wealth Management
Florida
$276K – – –
PA
59
PSI Advisors
Florida
$271K +$1.14K +35 +0.4%
WAP
60
Wealthcare Advisory Partners
Pennsylvania
$269K +$267K +8,183 New
SWM
61
Spire Wealth Management
Virginia
$265K +$87.5K +2,679 +50%
IA
62
IFP Advisors
Florida
$254K -$172K -5,281 -35%
CF
63
Centaurus Financial
California
$249K +$58.3K +1,786 +31%
WWM
64
Western Wealth Management
Colorado
$247K +$1.21K +37 +0.5%
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$243K +$20.6K +630 +9%
WE
66
Wealth Effects
Massachusetts
$240K – – –
EWM
67
EPG Wealth Management
Georgia
$232K +$523 +16 +0.2%
AR
68
Apeiron RIA
Texas
$221K +$163 +5 +0.1%
AAS
69
Avantax Advisory Services
Texas
$218K +$217K +6,647 New
BAM
70
Belpointe Asset Management
Nevada
$217K +$93.8K +2,871 +77%
FFN
71
Focus Financial Network
Minnesota
$211K – – –
FIA
72
Foundations Investment Advisors
Arizona
$203K +$202K +6,187 New
KPWS
73
Kestra Private Wealth Services
Texas
$202K +$3.43K +105 +2%
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$188K -$49.7K -1,522 -21%
FCA
75
Fortis Capital Advisors
Kansas
$166K +$111K +3,400 +203%
1 2
3
4 5

FXU Hedge Fund Activity: Q1 2023 in Review

103 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2023, worth a combined $216M — down 15% from $255M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of FXU and 16 opened new positions — a net loss of 8 holders — while 36 trimmed existing stakes and 35 added.

The largest buyer was Delos Wealth Advisors, opening a new position worth an estimated $2.92M. The largest seller was Virtue Capital Management, exiting entirely with an estimated $15.4M sold.

  • 103 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2023, down from 114 in Q4 2022.
  • Funds reported $216M of First Trust Utilities AlphaDEX Fund stock for Q1 2023, down 15% quarter-over-quarter.
  • 16 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2023 and 24 closed out, a net change of -8 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2023 was Delos Wealth Advisors, an estimated $2.92M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2023 was Virtue Capital Management, an estimated $15.4M sold.

Based on aggregated 13F filings for Q1 2023.