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First Trust Utilities AlphaDEX Fund
FXU

108 hedge funds and large institutions have $293M invested in First Trust Utilities AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

22% more capital invested

Capital invested by funds: $241M → $293M (+$52.6M)

15% more funds holding

Funds holding: 94 → 108 (+14)

3.09% more ownership

Funds ownership: 66.22% → 69.31% (+3.1%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
1.86%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
23
Increased
43
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$13.9M
2
AWM
AE Wealth Management
Kansas
+$10.9M
3
KAS
Kestra Advisory Services
Texas
+$5.94M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.67M
5
RJA
Raymond James & Associates
Florida
+$5.25M

Top Sellers

Rank Fund Capital Flow
1
CWM
Congress Wealth Management
Massachusetts
-$10.5M
2
KA
Kovack Advisors
Florida
-$2.4M
3
CA
CoreCap Advisors
Michigan
-$1.41M
4
Goldman Sachs
Goldman Sachs
New York
-$1.2M
5
Stifel Financial
Stifel Financial
Missouri
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
51
Cottonwood Capital Advisors
Utah
$532K -$25.5K -753 -4%
MSAM
52
Moloney Securities Asset Management
Missouri
$524K +$114K +3,355 +24%
CA
53
CoreCap Advisors
Michigan
$506K -$1.41M -41,569 -72%
MAP
54
Milestone Advisory Partners
North Carolina
$467K – – –
HWM
55
HB Wealth Management
Georgia
$436K +$712 +21 +0.1%
LMKC
56
L.M. Kohn & Company
Ohio
$431K +$28.9K +853 +6%
LS
57
Leelyn Smith
Illinois
$417K +$463K +13,652 New
MWM
58
Meridian Wealth Management
Kentucky
$377K – – –
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$356K +$396K +11,665 New
PAG
60
Private Advisory Group
Washington
$333K +$370K +10,911 New
RIA
61
Regal Investment Advisors
Michigan
$329K – – –
HAS
62
HBW Advisory Services
California
$329K +$366K +10,775 New
Cetera Investment Advisers
63
Cetera Investment Advisers
Illinois
$329K +$366K +10,777 New
PFS
64
Prospera Financial Services
Texas
$327K +$120K +3,547 +50%
IA
65
IFP Advisors
Florida
$318K +$64.6K +1,904 +18%
BFEC
66
Benjamin F. Edwards & Company
Missouri
$285K +$317K +9,333 New
SAM
67
SignalPoint Asset Management
Missouri
$273K – – –
HighTower Advisors
68
HighTower Advisors
Illinois
$263K +$294K +8,658 New
CF
69
Centaurus Financial
California
$261K +$152K +4,475 +110%
SPWM
70
Schrum Private Wealth Management
Florida
$257K -$34 -1 -0%
PA
71
PSI Advisors
Florida
$247K +$1.32K +39 +0.5%
PSF
72
Pacific Sun Financial
California
$244K -$17K -500 -6%
CWA
73
Clarus Wealth Advisors
Arizona
$238K -$28.4K -838 -10%
AW
74
ACG Wealth
Georgia
$230K +$21.2K +624 +9%
WE
75
Wealth Effects
Massachusetts
$223K – – –
1 2
3
4 5

FXU Hedge Fund Activity: Q3 2022 in Review

108 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2022, worth a combined $293M — up 22% from $241M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $13.9M. The largest seller was Congress Wealth Management, cutting an estimated $10.5M.

  • 108 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2022, up from 94 in Q2 2022.
  • Funds reported $293M of First Trust Utilities AlphaDEX Fund stock for Q3 2022, up 22% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2022 was LPL Financial, an estimated $13.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2022 was Congress Wealth Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2022.