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First Trust Utilities AlphaDEX Fund
FXU

79 hedge funds and large institutions have $85.4M invested in First Trust Utilities AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

7% more funds holding

Funds holding: 74 → 79 (+5)

0.66% less ownership

Funds ownership: 47.96% → 47.29% (-0.66%)

2% less capital invested

Capital invested by funds: $87.4M → $85.4M (-$2.04M)

41% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 27

Holders
79
Holders Change
+5
Holders Change %
+6.76%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
16
Reduced
27
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$6.11M
2
Osaic Holdings
Osaic Holdings
Arizona
+$1.46M
3
Morgan Stanley
Morgan Stanley
New York
+$854K
4
RIA
Regal Investment Advisors
Michigan
+$329K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$229K

Top Sellers

Rank Fund Capital Flow
1
CF
Centaurus Financial
California
-$2.45M
2
IAIM
International Assets Investment Management
Florida
-$2.03M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.95M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.18M
5
LPL Financial
LPL Financial
California
-$681K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGS
51
Concourse Financial Group Securities
Alabama
$126K – – –
Citigroup
52
Citigroup
New York
$98K – – –
SFPG
53
Stonebridge Financial Planning Group
Florida
$89K – – –
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$86K +$84K +2,741 New
ASN
55
Advisory Services Network
Georgia
$79K +$80.7K +2,635 New
PFBT
56
Parkside Financial Bank & Trust
Missouri
$51K – – –
GWM
57
Geneos Wealth Management
Colorado
$41K – – –
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$38K – – –
NFSG
59
Newbridge Financial Services Group
Florida
$34K +$34.8K +1,136 New
CFB
60
Cullen/Frost Bankers
Texas
$29K – – –
SPIA
61
Steward Partners Investment Advisory
New York
$26K +$1.53K +50 +6%
AAP
62
Arax Advisory Partners
Colorado
$24K +$24.2K +789 New
JP Morgan Chase
63
JP Morgan Chase
New York
$22K – – –
BFEC
64
Benjamin F. Edwards & Company
Missouri
$17K – – –
William Blair & Company
65
William Blair & Company
Illinois
$15K – – –
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$15K +$15.7K +514 New
TAM
67
Tucker Asset Management
Colorado
$14.8K +$15.2K +496 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$12K -$23.4K -765 -66%
SB
69
Strategic Blueprint
Georgia
$12K +$11.9K +387 New
NFG
70
Next Financial Group
Texas
$8K +$2.11K +69 +36%
HIA
71
Harbor Investment Advisory
Maryland
$6K +$4.11K +134 +213%
CIAS
72
Capital Investment Advisory Services
North Carolina
$4K – – –
Fidelity Investments
73
Fidelity Investments
Massachusetts
$3K -$20.9K -681 -86%
GI
74
Gradient Investments
Minnesota
$3K – – –
CAAS
75
Capital Asset Advisory Services
Michigan
$2K – – –
1 2
3
4

FXU Hedge Fund Activity: Q2 2021 in Review

79 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2021, worth a combined $85.4M — down 2.3% from $87.4M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXU positions and 8 closed out — a net gain of 6 holders — while 16 added to existing stakes and 27 trimmed.

The largest buyer was UBS Group, adding an estimated $6.11M. The largest seller was Centaurus Financial, exiting entirely with an estimated $2.45M sold.

  • 79 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2021, up from 74 in Q1 2021.
  • Funds reported $85.4M of First Trust Utilities AlphaDEX Fund stock for Q2 2021, down 2.3% quarter-over-quarter.
  • 14 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2021 and 8 closed out, a net change of +6 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2021 was UBS Group, an estimated $6.11M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2021 was Centaurus Financial, an estimated $2.45M sold.

Based on aggregated 13F filings for Q2 2021.