We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

44 hedge funds and large institutions have $95.1M invested in First Trust Utilities AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more capital invested

Capital invested by funds: $63.4M → $95.1M (+$31.7M)

12.68% more ownership

Funds ownership: 48.2%60.88% (+13%)

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

14% less funds holding

Funds holding: 5144 (-7)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
44
Holders Change
-7
Holders Change %
-13.73%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.11%
New
4
Increased
18
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
-$14K -650 Closed
FHA
52
First Horizon Advisors
Tennessee
-$9K -414 Closed
BRWM
53
B. Riley Wealth Management
Tennessee
-$7K -357 Closed

FXU Hedge Fund Activity: Q3 2015 in Review

44 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2015, worth a combined $95.1M — up 50% from $63.4M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FXU and 4 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 18 added.

The largest buyer was Brookstone Capital Management, opening a new position worth an estimated $16.1M. The largest seller was Goldman Sachs, cutting an estimated $3.47M.

  • 44 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2015, down from 51 in Q2 2015.
  • Funds reported $95.1M of First Trust Utilities AlphaDEX Fund stock for Q3 2015, up 50% quarter-over-quarter.
  • 4 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2015 and 10 closed out, a net change of -6 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2015 was Brookstone Capital Management, an estimated $16.1M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2015 was Goldman Sachs, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2015.