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First Trust Utilities AlphaDEX Fund

120 hedge funds and large institutions have $217M invested in First Trust Utilities AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 46 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

70% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 27

30% more capital invested

Capital invested by funds: $166M → $217M (+$50.7M)

9% more funds holding

Funds holding: 110120 (+10)

2.63% more ownership

Funds ownership: 68.37%71% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
120
Holders Change
+10
Holders Change %
+9.09%
% of All Funds
1.72%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
24
Increased
46
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$977K -$281K -7,917 -24%
CIA
27
Concurrent Investment Advisors
Florida
$913K +$604K +17,022 +254%
BEI
28
Benjamin Edwards Inc
Missouri
$889K +$819K +23,102 New
AAS
29
Avantax Advisory Services
Texas
$863K +$37.8K +1,066 +5%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$831K -$144K -4,062 -16%
Envestnet Portfolio Solutions
31
Envestnet Portfolio Solutions
Illinois
$813K +$518K +14,598 +224%
PWS
32
Proactive Wealth Strategies
Georgia
$776K +$715K +20,164 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$750K -$1.12M -31,501 -62%
Goldman Sachs
34
Goldman Sachs
New York
$730K +$673K +18,980 New
WFA
35
WMG Financial Advisors
Tennessee
$679K
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$675K +$399K +11,260 +179%
Corient Private Wealth
37
Corient Private Wealth
Florida
$668K +$107K +3,019 +21%
HAS
38
HBW Advisory Services
California
$648K +$597K +16,831 New
Baird Financial Group
39
Baird Financial Group
Wisconsin
$628K +$364K +10,262 +169%
BCI
40
Brinker Capital Investments
Pennsylvania
$615K +$566K +15,973 New
OPS
41
Orion Portfolio Solutions
Nebraska
$615K +$566K +15,973 New
NA
42
NewEdge Advisors
Louisiana
$593K -$126K -3,546 -19%
SPWM
43
Schrum Private Wealth Management
Florida
$590K +$246K +6,925 +82%
TWM
44
Trueblood Wealth Management
Ohio
$564K
RCAG
45
Rehmann Capital Advisory Group
Michigan
$496K +$4.29K +121 +0.9%
LMKC
46
L.M. Kohn & Company
Ohio
$491K +$105K +2,954 +30%
WA
47
Waverly Advisors
Alabama
$465K -$13.8K -390 -3%
CF
48
Centaurus Financial
California
$443K +$408K +11,510 New
OCPWS
49
One Charles Private Wealth Services
Massachusetts
$442K -$1.99K -56 -0.5%
FAIM
50
Financial Advocates Investment Management
Washington
$436K +$38.8K +1,095 +11%

FXU Hedge Fund Activity: Q3 2024 in Review

120 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2024, worth a combined $217M — up 30% from $166M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXU positions and 12 closed out — a net gain of 12 holders — while 46 added to existing stakes and 27 trimmed.

The largest buyer was Bank of America, adding an estimated $4.03M. The largest seller was Harbour Investments, cutting an estimated $2.59M.

  • 120 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2024, up from 110 in Q2 2024.
  • Funds reported $217M of First Trust Utilities AlphaDEX Fund stock for Q3 2024, up 30% quarter-over-quarter.
  • 24 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2024 and 12 closed out, a net change of +12 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2024 was Bank of America, an estimated $4.03M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2024 was Harbour Investments, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2024.