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First Trust Utilities AlphaDEX Fund
FXU

114 hedge funds and large institutions have $255M invested in First Trust Utilities AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

6% more funds holding

Funds holding: 108 → 114 (+6)

0.03% more ownership

Funds ownership: 69.31% → 69.34% (+0.03%)

13% less capital invested

Capital invested by funds: $293M → $255M (-$38M)

Holders
114
Holders Change
+6
Holders Change %
+5.56%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
23
Increased
42
Reduced
29
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HI
Harbour Investments
Wisconsin
+$7.3M
2
Bank of America
Bank of America
North Carolina
+$5.31M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.67M
4
CAM
Concorde Asset Management
Michigan
+$2.64M
5
Mariner
Mariner
Kansas
+$2.2M

Top Sellers

Rank Fund Capital Flow
1
CWM
Congress Wealth Management
Massachusetts
-$45.8M
2
AWM
AE Wealth Management
Kansas
-$7.2M
3
Morgan Stanley
Morgan Stanley
New York
-$5.97M
4
Wells Fargo
Wells Fargo
California
-$4.73M
5
FEG
Financial Enhancement Group
Indiana
-$4.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
OC
26
Oppenheimer & Co
New York
$1.78M -$23.6K -726 -1%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$1.77M +$1.38M +42,403 +393%
HighTower Advisors
28
HighTower Advisors
Illinois
$1.59M +$1.28M +39,262 +453%
VAS
29
Vestmark Advisory Solutions
Massachusetts
$1.48M +$573K +17,644 +65%
JAWM
30
J. Arnold Wealth Management
Ohio
$1.46M +$116K +3,571 +9%
Citadel Advisors
31
Citadel Advisors
Florida
$1.36M -$1.65M -50,911 -55%
WFA
32
WMG Financial Advisors
Tennessee
$1.35M +$126K +3,881 +11%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$1.18M -$716K -22,028 -38%
JWCA
34
J.W. Cole Advisors
Florida
$1.09M -$13.7K -422 -1%
DWMG
35
DB Wealth Management Group
California
$807K -$162K -4,985 -17%
KNW
36
Kesler Norman & Wride
Utah
$726K +$14.4K +442 +2%
BFA
37
Brendel Financial Advisors
New Hampshire
$722K -$1.36K -42 -0.2%
MML Investors Services
38
MML Investors Services
Massachusetts
$710K +$44.6K +1,374 +7%
HAS
39
HBW Advisory Services
California
$681K +$316K +9,728 +90%
MSAM
40
Moloney Securities Asset Management
Missouri
$655K +$84.1K +2,590 +15%
CAN
41
Claraphi Advisory Network
United States
$649K +$635K +19,554 New
AWM
42
Apollon Wealth Management
South Carolina
$649K -$3.77K -116 -0.6%
AP
43
Advisors Preferred
Maryland
$638K +$421K +12,967 +205%
SFG
44
StrategIQ Financial Group
Indiana
$620K -$8.28K -255 -1%
CCA
45
Cottonwood Capital Advisors
Utah
$548K -$29.8K -917 -5%
MAP
46
Milestone Advisory Partners
North Carolina
$508K – – –
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$497K -$1.28M -39,548 -73%
HWM
48
HB Wealth Management
Georgia
$475K +$1.07K +33 +0.2%
MA
49
Mutual Advisors
Nebraska
$449K +$439K +13,516 New
PFS
50
Prospera Financial Services
Texas
$423K +$66K +2,033 +19%
1
2
3 4 5

FXU Hedge Fund Activity: Q4 2022 in Review

114 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2022, worth a combined $255M — down 13% from $293M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 14 closed out — a net gain of 9 holders — while 42 added to existing stakes and 29 trimmed.

The largest buyer was Harbour Investments, adding an estimated $7.3M. The largest seller was Congress Wealth Management, cutting an estimated $45.8M.

  • 114 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2022, up from 108 in Q3 2022.
  • Funds reported $255M of First Trust Utilities AlphaDEX Fund stock for Q4 2022, down 13% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2022 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2022 was Harbour Investments, an estimated $7.3M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2022 was Congress Wealth Management, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2022.