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First Trust Utilities AlphaDEX Fund
FXU

80 hedge funds and large institutions have $151M invested in First Trust Utilities AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more capital invested

Capital invested by funds: $95.5M → $151M (+$55.4M)

10.1% more ownership

Funds ownership: 51.24% → 61.33% (+10%)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

4% less funds holding

Funds holding: 83 → 80 (-3)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
80
Holders Change
-3
Holders Change %
-3.61%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
26
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CWM
Congress Wealth Management
Massachusetts
+$45.9M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.47M
3
Truist Financial
Truist Financial
North Carolina
+$3.24M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.73M
5
IWM
IHT Wealth Management
Illinois
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
SMF
Sterling Manor Financial
New York
-$4.47M
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$3.84M
3
Wells Fargo
Wells Fargo
California
-$2.15M
4
Osaic Holdings
Osaic Holdings
Arizona
-$1.56M
5
FTUS
Flow Traders U.S.
New York
-$527K
Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$646K -$3.84M -120,233 -86%
FTUS
27
Flow Traders U.S.
New York
$615K -$527K -16,485 -48%
Citadel Advisors
28
Citadel Advisors
Florida
$610K +$573K +17,922 New
CCA
29
Cottonwood Capital Advisors
Utah
$594K -$46.8K -1,465 -8%
KAS
30
Kestra Advisory Services
Texas
$570K +$176K +5,505 +49%
RFWA
31
RPg Family Wealth Advisory
Massachusetts
$525K +$104K +3,249 +27%
MAP
32
Milestone Advisory Partners
North Carolina
$520K – – –
SMF
33
Sterling Manor Financial
New York
$518K -$4.47M -139,739 -90%
MWM
34
Meridian Wealth Management
Kentucky
$419K – – –
RIA
35
Regal Investment Advisors
Michigan
$366K +$160 +5 +0%
PFS
36
Prospera Financial Services
Texas
$363K +$14.9K +465 +5%
SWM
37
Spire Wealth Management
Virginia
$359K -$200K -6,272 -37%
NA
38
NewEdge Advisors
Louisiana
$359K -$19.2K -602 -5%
PAG
39
Private Advisor Group
New Jersey
$320K +$5.15K +161 +2%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$309K +$58.8K +1,841 +25%
SAM
41
SignalPoint Asset Management
Missouri
$306K -$447 -14 -0.2%
CWA
42
Clarus Wealth Advisors
Arizona
$305K +$3.04K +95 +1%
PSF
43
Pacific Sun Financial
California
$296K -$9.59K -300 -3%
MML Investors Services
44
MML Investors Services
Massachusetts
$294K -$64.2K -2,008 -19%
SPWM
45
Schrum Private Wealth Management
Florida
$285K – – –
IA
46
IFP Advisors
Florida
$269K +$79.4K +2,485 +32%
WFA
47
WMG Financial Advisors
Tennessee
$250K – – –
WE
48
Wealth Effects
Massachusetts
$248K – – –
P
49
&Partners
Tennessee
$243K -$157K -4,904 -41%
EWM
50
EPG Wealth Management
Georgia
$238K +$77.2K +2,414 +53%
1
2
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FXU Hedge Fund Activity: Q1 2022 in Review

80 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2022, worth a combined $151M — up 58% from $95.5M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FXU and 11 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 26 added.

The largest buyer was Congress Wealth Management, opening a new position worth an estimated $45.9M. The largest seller was Sterling Manor Financial, cutting an estimated $4.47M.

  • 80 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2022, down from 83 in Q4 2021.
  • Funds reported $151M of First Trust Utilities AlphaDEX Fund stock for Q1 2022, up 58% quarter-over-quarter.
  • 11 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of -1 holder.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2022 was Congress Wealth Management, an estimated $45.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2022 was Sterling Manor Financial, an estimated $4.47M sold.

Based on aggregated 13F filings for Q1 2022.