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First Trust Utilities AlphaDEX Fund

83 hedge funds and large institutions have $95.5M invested in First Trust Utilities AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

13% more capital invested

Capital invested by funds: $84.8M → $95.5M (+$10.7M)

9% more funds holding

Funds holding: 7683 (+7)

4.64% more ownership

Funds ownership: 46.6%51.24% (+4.6%)

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
25
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
26
Meridian Wealth Management
Kentucky
$403K
RFWA
27
RPg Family Wealth Advisory
Massachusetts
$399K
Goldman Sachs
28
Goldman Sachs
New York
$397K -$287K -9,244 -43%
P
29
&Partners
Tennessee
$394K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$379K +$43.1K +1,386 +14%
KAS
31
Kestra Advisory Services
Texas
$368K -$92.8K -2,986 -21%
NA
32
NewEdge Advisors
Louisiana
$365K +$70.6K +2,274 +26%
HI
33
Harbour Investments
Wisconsin
$353K -$10.3K -333 -3%
RIA
34
Regal Investment Advisors
Michigan
$351K +$280 +9 +0.1%
MML Investors Services
35
MML Investors Services
Massachusetts
$348K -$128K -4,116 -28%
PFS
36
Prospera Financial Services
Texas
$335K -$60.7K -1,954 -16%
Jane Street
37
Jane Street
New York
$331K +$315K +10,129 New
WWM
38
Western Wealth Management
Colorado
$330K +$313K +10,078 New
PAG
39
Private Advisor Group
New Jersey
$302K +$3.57K +115 +1%
PSF
40
Pacific Sun Financial
California
$294K -$15.5K -500 -5%
SAM
41
SignalPoint Asset Management
Missouri
$294K -$808 -26 -0.3%
IAIM
42
International Assets Investment Management
Florida
$292K -$2.86M -92,136 -91%
CWA
43
Clarus Wealth Advisors
Arizona
$281K +$14.1K +455 +6%
SPWM
44
Schrum Private Wealth Management
Florida
$275K +$261K +8,411 New
CAN
45
Cetera Advisor Networks
California
$269K +$6.55K +211 +3%
AR
46
Apeiron RIA
Texas
$264K +$251K +8,069 New
IA
47
IFP Advisors
Florida
$255K
WE
48
Wealth Effects
Massachusetts
$239K +$227K +7,298 New
WFA
49
WMG Financial Advisors
Tennessee
$238K +$226K +7,277 New
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$237K +$17.1K +549 +8%

FXU Hedge Fund Activity: Q4 2021 in Review

83 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2021, worth a combined $95.5M — up 13% from $84.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXU positions and 8 closed out — a net gain of 7 holders — while 25 added to existing stakes and 24 trimmed.

The largest buyer was UBS Group, adding an estimated $6.04M. The largest seller was HighTower Advisors, exiting entirely with an estimated $4.45M sold.

  • 83 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2021, up from 76 in Q3 2021.
  • Funds reported $95.5M of First Trust Utilities AlphaDEX Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2021 and 8 closed out, a net change of +7 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2021 was UBS Group, an estimated $6.04M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2021 was HighTower Advisors, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2021.