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First Trust Utilities AlphaDEX Fund

72 hedge funds and large institutions have $169M invested in First Trust Utilities AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $123M → $169M (+$46.4M)

14% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 21

7.75% more ownership

Funds ownership: 58.28%66.03% (+7.8%)

16% less funds holding

Funds holding: 8672 (-14)

65% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 20

Holders
72
Holders Change
-14
Holders Change %
-16.28%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
24
Reduced
21
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$424K -$31.5K -1,229 -7%
SPIA
27
Steward Partners Investment Advisory
New York
$400K +$75.4K +2,944 +24%
BA
28
Ballew Advisors
Mississippi
$398K +$1.59K +62 +0.4%
MML Investors Services
29
MML Investors Services
Massachusetts
$381K -$96.6K -3,775 -21%
PSF
30
Pacific Sun Financial
California
$367K
LFG
31
LifePlan Financial Group
Ohio
$351K -$4.81K -188 -1%
CIAS
32
Capital Investment Advisory Services
North Carolina
$333K
RIA
33
Regal Investment Advisors
Michigan
$329K -$138K -5,374 -30%
FAIM
34
Financial Advocates Investment Management
Washington
$310K +$92.4K +3,610 +44%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$282K -$59.5K -2,324 -18%
ACM
36
AlphaStar Capital Management
North Carolina
$261K -$67.6K -2,641 -21%
CAN
37
Cetera Advisor Networks
California
$241K -$493K -19,266 -68%
AG
38
Advisor Group
Arizona
$230K -$39.3K -1,534 -15%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$208K -$45.5K -1,778 -18%
Citigroup
40
Citigroup
New York
$110K -$9.7K -379 -8%
SWM
41
SeaCrest Wealth Management
New York
$68K
WTC
42
WhitTier Trust Company
Nevada
$65K
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$54K -$10.7K -418 -17%
PFBT
44
Parkside Financial Bank & Trust
Missouri
$45K
AF
45
Advisornet Financial
Minnesota
$37K
RCAG
46
Rehmann Capital Advisory Group
Michigan
$32.6K +$230 +9 +0.7%
QCIG
47
Quad-Cities Investment Group
Iowa
$30K +$30.2K +1,180 New
SEI Investments
48
SEI Investments
Pennsylvania
$28K +$3.58K +140 +15%
WEC
49
Winslow Evans & Crocker
Massachusetts
$26K
AP
50
Atwood & Palmer
Missouri
$23K -$7.94K -310 -26%

FXU Hedge Fund Activity: Q2 2018 in Review

72 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2018, worth a combined $169M — up 38% from $123M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXU and 7 opened new positions — a net loss of 13 holders — while 21 trimmed existing stakes and 24 added.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Simplicity Solutions, exiting entirely with an estimated $1.79M sold.

  • 72 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2018, down from 86 in Q1 2018.
  • Funds reported $169M of First Trust Utilities AlphaDEX Fund stock for Q2 2018, up 38% quarter-over-quarter.
  • 7 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2018 and 20 closed out, a net change of -13 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2018 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2018 was Simplicity Solutions, an estimated $1.79M sold.

Based on aggregated 13F filings for Q2 2018.