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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NC
101
NewSquare Capital
Pennsylvania
-$14.9M -941,589 Closed
ODG
102
O'Dell Group
Ohio
-$6.97M -422,295 Closed
BFA
103
Beaumont Financial Advisors
Massachusetts
-$4.02M -243,545 Closed
NA
104
NewEdge Advisors
Louisiana
-$3.99M -237,387 Closed
Millennium Management
105
Millennium Management
New York
-$3.13M -189,700 Closed
SI
106
Stephens Inc
Arkansas
-$1.27M -76,787 Closed
FFS
107
Founders Financial Securities
Maryland
-$702K -42,524 Closed
HI
108
Horizon Investments
North Carolina
-$702K -42,524 Closed
VFA
109
Voya Financial Advisors
Connecticut
-$671K -40,403 Closed
FA
110
FDx Advisors
Illinois
-$557K -33,753 Closed
WF
111
WealthTrust Fairport
Ohio
-$538K -32,560 Closed
SCA
112
Snowden Capital Advisors
New York
-$495K -30,010 Closed
BIG
113
Bellwether Investment Group
Tennessee
-$479K -29,012 Closed
US Bancorp
114
US Bancorp
Minnesota
-$477K -28,920 Closed
CA
115
Cetera Advisors
Colorado
-$230K -13,961 Closed
SWM
116
Segment Wealth Management
Texas
-$202K -12,229 Closed
GW
117
GW & Wade
Massachusetts
-$186K -11,254 Closed
PMFA
118
Plante Moran Financial Advisors
Michigan
-$99K -5,990 Closed
AP
119
Advisors Preferred
Maryland
-$89K -5,377 Closed
HIIFS
120
Harel Insurance Investments & Financial Services
Israel
-$58K -3,500 Closed
PFBT
121
Parkside Financial Bank & Trust
Missouri
-$48K -2,915 Closed
SFG
122
SevenBridge Financial Group
Pennsylvania
-$23K -1,500 Closed
CFD
123
Creative Financial Designs
Indiana
-$21.7K -1,375 -100%
CFA
124
Camarda Financial Advisors
Florida
-$20K -1,239 Closed
FTUS
125
Flow Traders U.S.
New York
-$18K -1,118 Closed