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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NC
101
NewSquare Capital
Pennsylvania
– -$14.9M -941,589 Closed
ODG
102
O'Dell Group
Ohio
– -$6.97M -422,295 Closed
BFA
103
Beaumont Financial Advisors
Massachusetts
– -$4.02M -243,545 Closed
NA
104
NewEdge Advisors
Louisiana
– -$3.99M -237,387 Closed
Millennium Management
105
Millennium Management
New York
– -$3.13M -189,700 Closed
SI
106
Stephens Inc
Arkansas
– -$1.27M -76,787 Closed
FFS
107
Founders Financial Securities
Maryland
– -$702K -42,524 Closed
HI
108
Horizon Investments
North Carolina
– -$702K -42,524 Closed
VFA
109
Voya Financial Advisors
Connecticut
– -$671K -40,403 Closed
FA
110
FDx Advisors
Illinois
– -$557K -33,753 Closed
WF
111
WealthTrust Fairport
Ohio
– -$538K -32,560 Closed
SCA
112
Snowden Capital Advisors
New York
– -$495K -30,010 Closed
BIG
113
Bellwether Investment Group
Tennessee
– -$479K -29,012 Closed
US Bancorp
114
US Bancorp
Minnesota
– -$477K -28,920 Closed
CA
115
Cetera Advisors
Colorado
– -$230K -13,961 Closed
SWM
116
Segment Wealth Management
Texas
– -$202K -12,229 Closed
GW
117
GW & Wade
Massachusetts
– -$186K -11,254 Closed
PMFA
118
Plante Moran Financial Advisors
Michigan
– -$99K -5,990 Closed
AP
119
Advisors Preferred
Maryland
– -$89K -5,377 Closed
HIIFS
120
Harel Insurance Investments & Financial Services
Israel
– -$58K -3,500 Closed
PFBT
121
Parkside Financial Bank & Trust
Missouri
– -$48K -2,915 Closed
SFG
122
SevenBridge Financial Group
Pennsylvania
– -$23K -1,500 Closed
CFD
123
Creative Financial Designs
Indiana
– -$21.7K -1,375 -100%
CFA
124
Camarda Financial Advisors
Florida
– -$20K -1,239 Closed
FTUS
125
Flow Traders U.S.
New York
– -$18K -1,118 Closed