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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
76
Cetera Advisors
Colorado
$500K -$579K -35,308 -52%
Citigroup
77
Citigroup
New York
$478K +$90.7K +5,532 +22%
WI
78
Wintrust Investments
Illinois
$444K +$14.4K +879 +3%
CFD
79
Creative Financial Designs
Indiana
$443K +$388K +23,683 +489%
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$433K +$33.5K +2,042 +8%
LFAS
81
Level Four Advisory Services
Texas
$420K +$94.8K +5,779 +27%
DBRC
82
D.B. Root & Company
Pennsylvania
$411K
Rockefeller Capital Management
83
Rockefeller Capital Management
New York
$405K -$1.07M -65,049 -71%
SPIA
84
Steward Partners Investment Advisory
New York
$386K +$245K +14,924 +150%
Jane Street
85
Jane Street
New York
$374K +$395K +24,107 New
BIM
86
Bullseye Investment Management
Ohio
$371K +$40.8K +2,486 +12%
CCA
87
Cottonwood Capital Advisors
Utah
$362K
RFWA
88
RPg Family Wealth Advisory
Massachusetts
$357K -$53.7K -3,275 -12%
1W
89
1776 Wealth
Georgia
$356K
OBWG
90
Onyx Bridge Wealth Group
New York
$355K +$95.4K +5,814 +34%
SWP
91
Stratos Wealth Partners
Ohio
$353K +$63.4K +3,863 +20%
Carson Wealth (CWM LLC)
92
Carson Wealth (CWM LLC)
Nebraska
$352K -$3.45M -210,389 -90%
WCM
93
WealthBridge Capital Management
Ohio
$346K -$96K -5,851 -21%
IA
94
IFG Advisory
Georgia
$343K -$25.4K -1,550 -7%
SAM
95
SignalPoint Asset Management
Missouri
$342K -$1.26K -77 -0.3%
MML Investors Services
96
MML Investors Services
Massachusetts
$341K -$279K -17,007 -44%
IWM
97
Iams Wealth Management
Nebraska
$335K -$588K -35,863 -62%
RIA
98
Regal Investment Advisors
Michigan
$327K -$65.9K -4,018 -16%
CAS
99
Coppell Advisory Solutions
Texas
$318K -$531K -32,385 -61%
CASC
100
Coppell Advisory Solutions Corp
Texas
$318K -$531K -32,385 -61%