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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
OneDigital Investment Advisors
Kansas
$700K -$18.5K -1,210 -3%
KNW
52
Kesler Norman & Wride
Utah
$698K -$45.9K -3,012 -6%
BRWA
53
B. Riley Wealth Advisors
Florida
$692K -$20.4K -1,336 -3%
GWP
54
Gateway Wealth Partners
Wisconsin
$680K +$33.5K +2,197 +5%
TI
55
Trexquant Investment
Connecticut
$669K +$652K +42,750 New
Thrivent Financial for Lutherans
56
Thrivent Financial for Lutherans
Minnesota
$595K +$1.52K +100 +0.3%
MML Investors Services
57
MML Investors Services
Massachusetts
$567K +$217K +14,248 +65%
Bank of New York Mellon
58
Bank of New York Mellon
New York
$559K -$36.4K -2,385 -6%
CA
59
CoreCap Advisors
Michigan
$551K +$537K +35,233 New
AWS
60
Atria Wealth Solutions
New York
$539K -$129K -8,444 -20%
Renaissance Technologies
61
Renaissance Technologies
New York
$519K +$506K +33,200 New
HI
62
Harbour Investments
Wisconsin
$460K -$588K -38,546 -57%
CFD
63
Creative Financial Designs
Indiana
$455K +$8.72K +572 +2%
CF
64
Centaurus Financial
California
$443K -$260K -17,065 -38%
CA
65
Cetera Advisors
Colorado
$437K -$65.6K -4,301 -13%
LFAS
66
Level Four Advisory Services
Texas
$423K
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$413K -$23.3K -1,526 -5%
Mercer Global Advisors
68
Mercer Global Advisors
Colorado
$399K +$389K +25,500 New
HF
69
HRT Financial
New York
$388K +$379K +24,849 New
SPIA
70
Steward Partners Investment Advisory
New York
$371K -$17.8K -1,168 -5%
CCA
71
Cottonwood Capital Advisors
Utah
$364K
1W
72
1776 Wealth
Georgia
$359K
SAM
73
SignalPoint Asset Management
Missouri
$357K +$12.4K +813 +4%
IAS
74
Insigneo Advisory Services
Florida
$356K +$138K +9,065 +66%
RFWA
75
RPg Family Wealth Advisory
Massachusetts
$351K -$8.85K -580 -3%