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First Trust Health Care AlphaDEX Fund

201 hedge funds and large institutions have $667M invested in First Trust Health Care AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 82 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 23

0.41% more ownership

Funds ownership: 51.65%52.06% (+0.41%)

0% less funds holding

Funds holding: 202201 (-1)

3% less capital invested

Capital invested by funds: $690M → $667M (-$22.5M)

34% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 82

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

94% less call options, than puts

Call options by funds: $2.34M | Put options by funds: $36.9M

Holders
201
Holders Change
-1
Holders Change %
-0.5%
% of All Funds
4.06%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
24
Increased
54
Reduced
82
Closed
23
Calls
$2.34M
Puts
$36.9M
Net Calls
-$34.6M
Net Calls Change
-$26.5M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
201
Westside Investment Management
California
$30 -$28.1K -300 -49%
ODG
202
O'Dell Group
Ohio
-$5.84M -64,755 Closed
BFA
203
Brendel Financial Advisors
New Hampshire
-$4.01M -44,426 Closed
Jane Street
204
Jane Street
New York
-$3.32M -36,795 Closed
RIA
205
Regal Investment Advisors
Michigan
-$3.31M -36,640 Closed
GIA
206
Gladstone Institutional Advisory
Florida
-$1.43M -15,802 Closed
MIAN
207
Mariner Independent Advisor Network
Kansas
-$1.41M -15,505 Closed
TI
208
Trexquant Investment
Connecticut
-$1.28M -14,242 Closed
Renaissance Technologies
209
Renaissance Technologies
New York
-$586K -6,500 Closed
NCM
210
Niemann Capital Management
Nevada
-$479K -5,305 Closed
Millennium Management
211
Millennium Management
New York
-$400K -4,439 Closed
SW
212
SkyOak Wealth
Michigan
-$361K -3,999 Closed
LS
213
Leelyn Smith
Illinois
-$284K -3,146 Closed
RIA
214
Realta Investment Advisors
Delaware
-$266K -2,951 Closed
Wolverine Trading
215
Wolverine Trading
Illinois
-$212K -2,400 Closed
WS
216
Wedbush Securities
California
-$208K -2,305 Closed
QCG
217
Quadrant Capital Group
Ohio
-$144K -1,592 Closed
EWP
218
Engrave Wealth Partners
Texas
-$110K -1,230 Closed
CG
219
Cutler Group
California
-$108K -1,199 Closed
OPS
220
Orion Portfolio Solutions
Nebraska
-$30K -331 Closed
JPLA
221
Joseph P. Lucia & Associates
New York
-$23K -250 Closed
AIC
222
Archer Investment Corporation
Indiana
-$6.13K -68 Closed
Qube Research & Technologies (QRT)
223
Qube Research & Technologies (QRT)
United Kingdom
-$5K -58 Closed
TFA
224
Transamerica Financial Advisors
Florida
-$2K -21 Closed

FXH Hedge Fund Activity: Q3 2020 in Review

201 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2020, worth a combined $667M — down 3.3% from $690M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXH positions and 23 closed out — a net gain of 1 holder — while 54 added to existing stakes and 82 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.14M. The largest seller was MML Investors Services, cutting an estimated $10.1M.

  • 201 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2020, down from 202 in Q2 2020.
  • Funds reported $667M of First Trust Health Care AlphaDEX Fund stock for Q3 2020, down 3.3% quarter-over-quarter.
  • 24 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2020 and 23 closed out, a net change of +1 holder.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2020 was Royal Bank of Canada, an estimated $5.14M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2020 was MML Investors Services, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2020.