Mariner Independent Advisor Network’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Mariner Independent Advisor Network’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-14,248	Closed	-$1.54M	–	436
2020 Q4	$1.54M	Buy	+14,248	New	+$1.45M	0.08%	242
2020 Q3	–	Sell	-15,505	Closed	-$1.41M	–	317
2020 Q2	$1.41M	Buy	+15,505	New	+$1.33M	0.13%	176
2020 Q1	–	Sell	-25,760	Closed	-$2.17M	–	372
2019 Q4	$2.17M	Buy	+25,760	New	+$2.04M	0.16%	147
2019 Q3	–	Sell	-16,655	Closed	-$1.29M	–	380
2019 Q2	$1.29M	Sell	16,655 -266	-2%	-$19.8K	0.1%	207
2019 Q1	$1.3M	Buy	+16,921	New	+$1.26M	0.11%	203
2017 Q2	–	Sell	-8,200	Closed	-$512K	–	237
2017 Q1	$512K	Buy	+8,200	New	+$501K	0.06%	155
2015 Q4	–	Sell	-11,004	Closed	-$640K	–	105
2015 Q3	$640K	Buy	+11,004	New	+$730K	0.25%	92
2015 Q1	–	Sell	-5,424	Closed	-$327K	–	107
2014 Q4	$327K	Buy	5,424 +553	+11%	+$32.3K	0.15%	110
2014 Q3	$272K	Buy	4,871 +997	+26%	+$54.7K	0.14%	98
2014 Q2	$206K	Buy	+3,874	New	+$197K	0.1%	126

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Mariner Independent Advisor Network's FXH Position: Q1 2021 in Review

Mariner Independent Advisor Network sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q1 2021, closing a stake of 14,248 shares — an estimated $1.54M sold.

Mariner Independent Advisor Network first reported a position in FXH in Q2 2014 and held it in 10 quarters. The position peaked at $2.17M in Q4 2019. 209 funds tracked by Wall St. Rank hold FXH as of Q1 2021.

Mariner Independent Advisor Network reported no remaining First Trust Health Care AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Mariner Independent Advisor Network sold 14,248 First Trust Health Care AlphaDEX Fund shares in Q1 2021, an estimated $1.54M.
Mariner Independent Advisor Network first reported a position in First Trust Health Care AlphaDEX Fund in Q2 2014 and held it in 10 quarters.
Mariner Independent Advisor Network's First Trust Health Care AlphaDEX Fund position peaked at $2.17M in Q4 2019.
209 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q1 2021.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2021, filed 7 May 2021.