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First Trust Health Care AlphaDEX Fund

186 hedge funds and large institutions have $956M invested in First Trust Health Care AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 63 increasing their positions, 58 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more capital invested

Capital invested by funds: $607M → $956M (+$348M)

13.97% more ownership

Funds ownership: 52.43%66.4% (+14%)

9% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 58

7% less funds holding

Funds holding: 199186 (-13)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

95% less call options, than puts

Call options by funds: $1.19M | Put options by funds: $24.4M

Holders
186
Holders Change
-13
Holders Change %
-6.53%
% of All Funds
4.1%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
29
Increased
63
Reduced
58
Closed
38
Calls
$1.19M
Puts
$24.4M
Net Calls
-$23.2M
Net Calls Change
-$1.75M
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
126
Belpointe Asset Management
Nevada
$155K -$25.6K -315 -13%
HIIFS
127
Harel Insurance Investments & Financial Services
Israel
$148K -$179K -2,200 -52%
APC
128
Aspire Private Capital
North Carolina
$132K +$31.4K +387 +28%
GRP
129
Global Retirement Partners
California
$131K -$47.1K -580 -25%
Fidelity Investments
130
Fidelity Investments
Massachusetts
$130K +$108K +1,335 +318%
TFA
131
Transamerica Financial Advisors
Florida
$111K +$121K +1,494 New
VFA
132
Valeo Financial Advisors
Indiana
$109K
AIC
133
Ameritas Investment Company
Nebraska
$109K +$39.1K +481 +48%
WEC
134
Winslow Evans & Crocker
Massachusetts
$108K -$4.06K -50 -3%
GFPC
135
Global Financial Private Client
Florida
$103K +$39.2K +483 +49%
WAP
136
Wealthcare Advisory Partners
Pennsylvania
$103K +$74K +911 +190%
VCP
137
Verus Capital Partners
Arizona
$96K -$76K -936 -42%
HF
138
Halpern Financial
Virginia
$94.4K
EWP
139
Engrave Wealth Partners
Texas
$90K
Northwestern Mutual Wealth Management
140
Northwestern Mutual Wealth Management
Wisconsin
$72K
CAPTRUST Financial Advisors
141
CAPTRUST Financial Advisors
North Carolina
$71K +$81.2K +1,000 New
BEI
142
Benjamin Edwards Inc
Missouri
$63K +$69K +849 New
PFGIA
143
Patriot Financial Group Insurance Agency
Massachusetts
$59K +$14.1K +173 +27%
BHWM
144
Bay Harbor Wealth Management
Maryland
$59K +$17.4K +214 +37%
CFA
145
Carroll Financial Associates
North Carolina
$57K
HWA
146
HHM Wealth Advisors
Tennessee
$54K +$59.4K +731 New
US Bancorp
147
US Bancorp
Minnesota
$45K
SFPG
148
Stonebridge Financial Planning Group
Florida
$42K +$6.09K +75 +16%
Bank of Montreal
149
Bank of Montreal
Ontario, Canada
$41K
SIM
150
Sonora Investment Management
Arizona
$40K

FXH Hedge Fund Activity: Q1 2020 in Review

186 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2020, worth a combined $956M — up 57% from $607M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of FXH and 29 opened new positions — a net loss of 9 holders — while 58 trimmed existing stakes and 63 added.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $386M. The largest seller was Fulcrum Equity Management, exiting entirely with an estimated $15.5M sold.

  • 186 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2020, down from 199 in Q4 2019.
  • Funds reported $956M of First Trust Health Care AlphaDEX Fund stock for Q1 2020, up 57% quarter-over-quarter.
  • 29 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2020 was First Trust Advisors, an estimated $386M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2020 was Fulcrum Equity Management, an estimated $15.5M sold.

Based on aggregated 13F filings for Q1 2020.