First Trust Health Care AlphaDEX Fund
FXH
133 hedge funds and large institutions have $536M invested in First Trust Health Care AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 57 reducing their positions, and 7 closing their positions.
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
86% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 7
2% more funds holding
Funds holding: 130 → 133 (+3)
1.86% more ownership
Funds ownership: 45.79% → 47.65% (+1.9%)
3% more capital invested
Capital invested by funds: $522M → $536M (+$14.1M)
33% less repeat investments, than reductions
Existing positions increased: 38 | Existing positions reduced: 57
99% less call options, than puts
Call options by funds: $262K | Put options by funds: $17.7M
Top Buyers
| 1 |
AIM
Astor Investment Management
Chicago,
Illinois
|
+$6.51M |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$6.51M |
| 3 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$5.32M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$5.18M |
| 5 |
BA
BKS Advisors
Southfield,
Michigan
|
+$4.35M |
Top Sellers
| 1 |
Goldman Sachs
New York
|
-$7.09M |
| 2 |
LPL Financial
San Diego,
California
|
-$6.58M |
| 3 |
Morgan Stanley
New York
|
-$4.4M |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$3.62M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.59M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Mariner
Overland Park,
Kansas
| $7K | +$7.3K | +120 | New |
|
|
FFC
127
First Financial Corp
Terre Haute,
Indiana
| $5K | – | – | – |
|
|
NC
128
NewSquare Capital
Newtown Square,
Pennsylvania
| $5K | – | – | – |
|
129
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
| $5K | – | – | – |
|
130
BlackRock
New York
| $3K | – | – | – |
|
|
LWM
131
LBA Wealth Management
Jacksonville,
Florida
| $3K | – | – | – |
|
|
AP
132
Atwood & Palmer
Kansas City,
Missouri
| $2K | – | – | – |
|
|
HF
133
HRT Financial
New York
| – | -$812K | -13,777 | Closed |
|
|
NPC
134
National Planning Corporation
El Segundo,
California
| – | -$359K | -5,845 | Closed |
|
|
CAMG
135
CWA Asset Management Group
Naples,
Florida
| – | -$263K | -4,466 | Closed |
|
|
LWCFA
136
Loring Wolcott & Coolidge Fiduciary Advisors
Boston,
Massachusetts
| – | -$31K | -532 | Closed |
|
137
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$18K | -298 | Closed |
|
|
ECM
138
Exchange Capital Management
Ann Arbor,
Michigan
| – | -$11K | -187 | Closed |
|
|
HR
139
Howe & Rusling
Rochester,
New York
| – | -$2K | -26 | Closed |
|
FXH Hedge Fund Activity: Q3 2016 in Review
133 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2016, worth a combined $536M — up 2.7% from $522M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new FXH positions and 7 closed out — a net gain of 6 holders — while 38 added to existing stakes and 57 trimmed.
The largest buyer was Astor Investment Management, adding an estimated $6.51M. The largest seller was Goldman Sachs, cutting an estimated $7.09M.
- 133 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2016, up from 130 in Q2 2016.
- Funds reported $536M of First Trust Health Care AlphaDEX Fund stock for Q3 2016, up 2.7% quarter-over-quarter.
- 13 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2016 and 7 closed out, a net change of +6 holders.
- The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2016 was Astor Investment Management, an estimated $6.51M added.
- The largest First Trust Health Care AlphaDEX Fund seller in Q3 2016 was Goldman Sachs, an estimated $7.09M sold.
Based on aggregated 13F filings for Q3 2016.