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First Trust Health Care AlphaDEX Fund
FXH

130 hedge funds and large institutions have $1.68B invested in First Trust Health Care AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 50 increasing their positions, 41 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 6 → 9 (+3)

22% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 41

11% more funds holding

Funds holding: 117 → 130 (+13)

1% less capital invested

Capital invested by funds: $1.7B → $1.68B (-$17.2M)

4.49% less ownership

Funds ownership: 68.89% → 64.41% (-4.5%)

Holders
130
Holders Change
+13
Holders Change %
+11.11%
% of All Funds
3.47%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.24%
New
28
Increased
50
Reduced
41
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$136M
2
Morgan Stanley
Morgan Stanley
New York
+$31.6M
3
Bank of America
Bank of America
North Carolina
+$27.7M
4
Wells Fargo
Wells Fargo
California
+$25.5M
5
MFS
MSI Financial Services
Massachusetts
+$3.63M

Top Sellers

1
FSIM
F-Squared Investment Management
Massachusetts
-$263M
2
PPA
Parametric Portfolio Associates
Washington
-$33M
3
PI
Placemark Investments
Illinois
-$8.55M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$7.16M
5
HA
Hays Advisory
Tennessee
-$6.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
126
Gradient Investments
Minnesota
$5K +$5.08K +87 New
JFA
127
JNBA Financial Advisors
Minnesota
$4K – – –
HR
128
Howe & Rusling
New York
$2K – – –
BRWA
129
B. Riley Wealth Advisors
Florida
$459 +$102K +1,750 +30%
FSIM
130
F-Squared Investment Management
Massachusetts
– -$263M -4,711,237 Closed
PPA
131
Parametric Portfolio Associates
Washington
– -$33M -591,425 Closed
NA
132
Navellier & Associates
Nevada
– -$1.49M -26,616 Closed
CWM
133
Concert Wealth Management
California
– -$695K -12,443 Closed
FA
134
FDx Advisors
Illinois
– -$349K -6,262 Closed
AWA
135
Arete Wealth Advisors
Illinois
– -$338K -6,064 Closed
JG
136
Jefferies Group
New York
– -$273K -4,900 Closed
VKH
137
Virtu KCG Holdings
New York
– -$272K -4,868 Closed
PTC
138
Private Trust Company
Ohio
– -$66K -1,190 Closed
GT
139
Glenmede Trust
Pennsylvania
– -$29K -532 Closed
S
140
SignatureFD
Georgia
– -$25K -455 Closed
SCA
141
Strategic Capital Alternatives
United States
– -$13K -237 Closed
FANJ
142
Financial Architects (New Jersey)
New Jersey
– -$6K -99 Closed
Parallax Volatility Advisers
143
Parallax Volatility Advisers
California
– +$58 +1 New
2 3 4 5
6

FXH Hedge Fund Activity: Q4 2014 in Review

130 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2014, worth a combined $1.68B — down 1% from $1.7B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FXH positions and 13 closed out — a net gain of 15 holders — while 50 added to existing stakes and 41 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $136M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $263M sold.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2014, up from 117 in Q3 2014.
  • Funds reported $1.68B of First Trust Health Care AlphaDEX Fund stock for Q4 2014, down 1% quarter-over-quarter.
  • 28 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2014 and 13 closed out, a net change of +15 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $136M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2014 was F-Squared Investment Management, an estimated $263M sold.

Based on aggregated 13F filings for Q4 2014.