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First Trust Health Care AlphaDEX Fund
FXH

202 hedge funds and large institutions have $690M invested in First Trust Health Care AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 44 funds opening new positions, 61 increasing their positions, 62 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

63% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 27

9% more funds holding

Funds holding: 186 → 202 (+16)

2% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 62

14.75% less ownership

Funds ownership: 66.4% → 51.65% (-15%)

28% less capital invested

Capital invested by funds: $956M → $690M (-$266M)

83% less call options, than puts

Call options by funds: $1.61M | Put options by funds: $9.65M

Holders
202
Holders Change
+16
Holders Change %
+8.6%
% of All Funds
4.14%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
44
Increased
61
Reduced
62
Closed
27
Calls
$1.61M
Puts
$9.65M
Net Calls
-$8.04M
Net Calls Change
+$15.2M

Top Buyers

Rank Fund Capital Flow
1
MML Investors Services
MML Investors Services
Massachusetts
+$9.03M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$8.01M
3
FAIM
Financial Advocates Investment Management
Washington
+$7.69M
4
Truist Financial
Truist Financial
North Carolina
+$7.57M
5
FEG
Financial Enhancement Group
Indiana
+$5.98M

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$351M
2
Wells Fargo
Wells Fargo
California
-$39.1M
3
Morgan Stanley
Morgan Stanley
New York
-$13.8M
4
Goldman Sachs
Goldman Sachs
New York
-$12.4M
5
Bank of America
Bank of America
North Carolina
-$8.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
101
Niemann Capital Management
Nevada
$479K +$455K +5,305 New
MOS
102
MGO One Seven
Ohio
$474K +$131K +1,525 +41%
FFN
103
Focus Financial Network
Minnesota
$470K +$9.43K +110 +2%
TSS
104
Two Sigma Securities
New York
$467K +$444K +5,182 New
PSF
105
Pacific Sun Financial
California
$465K – – –
CFGS
106
Concourse Financial Group Securities
Alabama
$458K +$35.2K +410 +9%
IFG
107
Independent Financial Group
California
$417K +$396K +4,619 New
VFA
108
Voya Financial Advisors
Connecticut
$416K +$171K +1,995 +74%
SWP
109
Stratos Wealth Partners
Ohio
$415K -$61.7K -720 -14%
DWM
110
Doyle Wealth Management
Florida
$409K – – –
Creative Planning
111
Creative Planning
Kansas
$409K +$68.6K +800 +21%
Millennium Management
112
Millennium Management
New York
$400K +$381K +4,439 New
BA
113
Ballew Advisors
Mississippi
$398K – – –
Rockefeller Capital Management
114
Rockefeller Capital Management
New York
$388K +$369K +4,305 New
NFC
115
Northeast Financial Consultants
Connecticut
$383K – – –
SW
116
SkyOak Wealth
Michigan
$361K -$108K -1,265 -24%
HIIFS
117
Harel Insurance Investments & Financial Services
Israel
$361K +$171K +2,000 +100%
KA
118
Kovack Advisors
Florida
$342K +$63.5K +740 +24%
IF
119
Intrua Financial
Texas
$338K +$305K +3,561 New
LIM
120
Leavell Investment Management
Alabama
$329K – – –
RFWA
121
RPg Family Wealth Advisory
Massachusetts
$325K -$176K -2,051 -36%
KP
122
Keel Point
Alabama
$322K +$306K +3,568 New
Carson Wealth (CWM LLC)
123
Carson Wealth (CWM LLC)
Nebraska
$296K – – –
JMPWA
124
JP Morgan Private Wealth Advisors
California
$292K – – –
LS
125
Leelyn Smith
Illinois
$284K +$270K +3,146 New
3 4
5
6 7

FXH Hedge Fund Activity: Q2 2020 in Review

202 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2020, worth a combined $690M — down 28% from $956M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new FXH positions and 27 closed out — a net gain of 17 holders — while 61 added to existing stakes and 62 trimmed.

The largest buyer was MML Investors Services, adding an estimated $9.03M. The largest seller was First Trust Advisors, exiting entirely with an estimated $351M sold.

  • 202 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2020, up from 186 in Q1 2020.
  • Funds reported $690M of First Trust Health Care AlphaDEX Fund stock for Q2 2020, down 28% quarter-over-quarter.
  • 44 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2020 and 27 closed out, a net change of +17 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2020 was MML Investors Services, an estimated $9.03M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2020 was First Trust Advisors, an estimated $351M sold.

Based on aggregated 13F filings for Q2 2020.