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First Trust Health Care AlphaDEX Fund
FXH

130 hedge funds and large institutions have $515M invested in First Trust Health Care AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 48 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

15% more capital invested

Capital invested by funds: $448M → $515M (+$67.2M)

14% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 42

2.08% more ownership

Funds ownership: 47.59% → 49.66% (+2.1%)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 131 → 130 (-1)

Holders
130
Holders Change
-1
Holders Change %
-0.76%
% of All Funds
3.24%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
48
Reduced
42
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.3M
2
Goldman Sachs
Goldman Sachs
New York
+$9.06M
3
UBS Group
UBS Group
Switzerland
+$8.06M
4
SAM
Shamrock Asset Management
Texas
+$5.33M
5
Stifel Financial
Stifel Financial
Missouri
+$5.15M

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$14.7M
2
Wells Fargo
Wells Fargo
California
-$6.12M
3
CS
Credit Suisse
Switzerland
-$5.59M
4
Citigroup
Citigroup
New York
-$3.24M
5
Wolverine Trading
Wolverine Trading
Illinois
-$2.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
101
Advantage Investment Management
Iowa
$51K – – –
HNB
102
Huntington National Bank
Ohio
$44K – – –
WIM
103
Westside Investment Management
California
$41.2K +$19.3K +300 +94%
CFA
104
Carroll Financial Associates
North Carolina
$36K – – –
PFGIA
105
Patriot Financial Group Insurance Agency
Massachusetts
$36K +$6.68K +104 +24%
SPIA
106
Steward Partners Investment Advisory
New York
$33K +$12.5K +194 +62%
Northwestern Mutual Wealth Management
107
Northwestern Mutual Wealth Management
Wisconsin
$32K – – –
MWM
108
MinichMacGregor Wealth Management
New York
$26K – – –
GRP
109
Global Retirement Partners
California
$26K +$8.99K +140 +55%
KF
110
Krilogy Financial
Missouri
$25K – – –
MCIA
111
Mountain Capital Investment Advisors
Colorado
$25K +$24.2K +377 New
TIM
112
Tortoise Investment Management
New York
$23K – – –
BWA
113
Burt Wealth Advisors
Maryland
$20K – – –
OIA
114
OneDigital Investment Advisors
Kansas
$20K +$19.3K +300 New
LWA
115
Lowe Wealth Advisors
Maryland
$15K – – –
RAM
116
Riggs Asset Management
Pennsylvania
$15K – – –
FCB
117
First Command Bank
Texas
$14K – – –
FCFS
118
First Command Financial Services
Texas
$14K – – –
RFM
119
Royal Fund Management
Florida
$14K – – –
BTIS
120
BB&T Investment Services
North Carolina
$13K – – –
PCM
121
Prelude Capital Management
New York
$13K +$12.4K +193 New
MA
122
MCF Advisors
Kentucky
$12K – – –
TFA
123
Transamerica Financial Advisors
Florida
$11K +$643 +10 +6%
Fifth Third Bancorp
124
Fifth Third Bancorp
Ohio
$9K – – –
HIIFS
125
Harel Insurance Investments & Financial Services
Israel
$7K – – –
2 3 4
5
6

FXH Hedge Fund Activity: Q2 2017 in Review

130 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2017, worth a combined $515M — up 15% from $448M a quarter earlier.

Fund positioning in FXH was balanced in Q2 2017: 9 funds opened new positions, 9 closed out, 48 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.3M. The largest seller was United Capital Financial Advisors, cutting an estimated $14.7M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2017, down from 131 in Q1 2017.
  • Funds reported $515M of First Trust Health Care AlphaDEX Fund stock for Q2 2017, up 15% quarter-over-quarter.
  • 9 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2017 and 9 closed out, a net change of 0 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2017 was Morgan Stanley, an estimated $26.3M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2017 was United Capital Financial Advisors, an estimated $14.7M sold.

Based on aggregated 13F filings for Q2 2017.