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First Trust Health Care AlphaDEX Fund

130 hedge funds and large institutions have $522M invested in First Trust Health Care AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

12% more ownership

Funds ownership: 33.79%45.79% (+12%)

1% more funds holding

Funds holding: 129130 (+1)

21% less capital invested

Capital invested by funds: $658M → $522M (-$137M)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.24M

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.47%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
15
Increased
34
Reduced
58
Closed
12
Calls
Puts
$8.24M
Net Calls
-$8.24M
Net Calls Change
-$3.34M
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$404K +$3.77K +65 +1%
WA
77
WFG Advisors
Texas
$399K -$156K -2,685 -28%
KP
78
Keel Point
Alabama
$387K -$12.8K -220 -3%
WS
79
Wedbush Securities
California
$374K +$1.45K +25 +0.4%
NPC
80
National Planning Corporation
California
$359K -$35.9K -620 -10%
ACM
81
Argentus Capital Management
Texas
$353K +$325K +5,608 +1,476%
SFG
82
StrategIQ Financial Group
Indiana
$347K +$342K +5,894 New
WEC
83
Winslow Evans & Crocker
Massachusetts
$342K +$39.4K +680 +13%
US Bancorp
84
US Bancorp
Minnesota
$341K +$97.4K +1,680 +41%
MC
85
Moors & Cabot
Massachusetts
$329K -$29K -500 -8%
NA
86
NewEdge Advisors
Louisiana
$281K -$404K -6,976 -59%
M&T Bank
87
M&T Bank
New York
$275K +$14.9K +257 +6%
CAMG
88
CWA Asset Management Group
Florida
$263K +$259K +4,466 New
HighTower Advisors
89
HighTower Advisors
Illinois
$259K -$6.03K -104 -2%
SI
90
Stephens Inc
Arkansas
$255K +$26.3K +454 +12%
ICRM
91
Insight Capital Research & Management
California
$251K
NFG
92
Next Financial Group
Texas
$243K
Creative Planning
93
Creative Planning
Kansas
$219K -$124K -2,139 -37%
CAM
94
Concorde Asset Management
Michigan
$209K -$102K -1,768 -33%
Fifth Third Bancorp
95
Fifth Third Bancorp
Ohio
$72K
Bank of Montreal
96
Bank of Montreal
Ontario, Canada
$62K -$20.3K -350 -25%
PSUF
97
People's United Financial
Connecticut
$47K
AIM
98
Advantage Investment Management
Iowa
$45K +$23.2K +400 +111%
ASN
99
Advisory Services Network
Georgia
$42K +$20.1K +346 +95%
FHA
100
First Horizon Advisors
Tennessee
$36K

FXH Hedge Fund Activity: Q2 2016 in Review

130 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2016, worth a combined $522M — down 21% from $658M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXH positions and 12 closed out — a net gain of 3 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $56.1M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2016, up from 129 in Q1 2016.
  • Funds reported $522M of First Trust Health Care AlphaDEX Fund stock for Q2 2016, down 21% quarter-over-quarter.
  • 15 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2016 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2016 was United Capital Financial Advisors, an estimated $10M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2016 was Morgan Stanley, an estimated $56.1M sold.

Based on aggregated 13F filings for Q2 2016.