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First Trust Health Care AlphaDEX Fund

130 hedge funds and large institutions have $522M invested in First Trust Health Care AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

12% more ownership

Funds ownership: 33.79%45.79% (+12%)

1% more funds holding

Funds holding: 129130 (+1)

21% less capital invested

Capital invested by funds: $658M → $522M (-$137M)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.24M

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.47%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
15
Increased
34
Reduced
58
Closed
12
Calls
Puts
$8.24M
Net Calls
-$8.24M
Net Calls Change
-$3.34M
Name Holding Trade Value Shares
Change
Change in
Stake
RPG
51
Risk Paradigm Group
Texas
$915K +$900K +15,522 New
OAM
52
Occidental Asset Management
California
$914K +$406K +7,004 +82%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$913K -$72.1K -1,244 -7%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$881K -$1.63M -28,209 -65%
PAG
55
Private Advisor Group
New Jersey
$865K -$90.4K -1,560 -10%
RJT
56
Raymond James Trust
Florida
$835K -$89.5K -1,545 -10%
HF
57
HRT Financial
New York
$812K -$1.07M -18,526 -57%
RIL
58
Rothschild Investment LLC
Illinois
$772K +$17.4K +300 +2%
FI
59
FormulaFolio Investments
Michigan
$760K -$200K -3,444 -21%
CC
60
Cedar Capital
Illinois
$727K +$715K +12,336 New
DAS
61
Dynamic Advisor Solutions
Arizona
$718K -$51.7K -892 -7%
OIA
62
Optimum Investment Advisors
Illinois
$664K
GWM
63
Geneos Wealth Management
Colorado
$576K +$17.2K +297 +3%
CAN
64
Cetera Advisor Networks
California
$540K +$27.5K +475 +5%
PFS
65
Prospera Financial Services
Texas
$514K -$55.3K -954 -10%
SWP
66
Stratos Wealth Partners
Ohio
$505K +$108K +1,868 +28%
VFA
67
Voya Financial Advisors
Connecticut
$492K +$17.1K +295 +4%
CA
68
Cetera Advisors
Colorado
$475K -$141K -2,432 -23%
CCM
69
Coldstream Capital Management
Washington
$474K
IAA
70
Ironsides Asset Advisors
North Carolina
$469K -$774K -13,350 -63%
FIM
71
Freedom Investment Management
Connecticut
$453K -$16.6K -287 -4%
BRWA
72
B. Riley Wealth Advisors
Florida
$447K -$6.9K -119 -2%
DADC
73
D.A. Davidson & Co
Montana
$432K +$132K +2,283 +45%
JIP
74
Jaffetilchin Investment Partners
Florida
$420K +$101K +1,741 +32%
SCA
75
Snowden Capital Advisors
New York
$413K -$220K -3,790 -35%

FXH Hedge Fund Activity: Q2 2016 in Review

130 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2016, worth a combined $522M — down 21% from $658M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXH positions and 12 closed out — a net gain of 3 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $56.1M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2016, up from 129 in Q1 2016.
  • Funds reported $522M of First Trust Health Care AlphaDEX Fund stock for Q2 2016, down 21% quarter-over-quarter.
  • 15 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2016 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2016 was United Capital Financial Advisors, an estimated $10M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2016 was Morgan Stanley, an estimated $56.1M sold.

Based on aggregated 13F filings for Q2 2016.