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First Trust Health Care AlphaDEX Fund
FXH

79 hedge funds and large institutions have $755M invested in First Trust Health Care AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 45 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 18

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

45% more capital invested

Capital invested by funds: $522M → $755M (+$233M)

5% more funds holding

Funds holding: 75 → 79 (+4)

4.55% more ownership

Funds ownership: 58.81% → 63.36% (+4.6%)

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.56%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
10
Increased
45
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
Navellier & Associates
Nevada
+$53.7M
2
FSIM
F-Squared Investment Management
Massachusetts
+$27M
3
Morgan Stanley
Morgan Stanley
New York
+$20.6M
4
Wells Fargo
Wells Fargo
California
+$11.1M
5
Bank of America
Bank of America
North Carolina
+$5.41M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$21.2M
2
DS
DRW Securities
Illinois
-$1.51M
3
SNC
Stifel Nicolaus & Co
Missouri
-$1.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$605K
5
SAM
SignalPoint Asset Management
Missouri
-$470K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$631K +$170K +4,023 +38%
HI
52
Horizon Investments
North Carolina
$610K -$53.9K -1,279 -8%
SFI
53
SPC Financial Inc
Maryland
$562K -$21.9K -520 -4%
FFC
54
First Financial Corp
Indiana
$547K – – –
CWM
55
Concert Wealth Management
California
$526K +$5.19K +123 +1%
AP
56
Atwood & Palmer
Missouri
$499K +$262K +6,215 +117%
VF
57
Virtu Financial
New York
$470K -$71.4K -1,692 -13%
DC
58
Davenport & Co
Virginia
$446K – – –
LPT
59
Legacy Private Trust
Wisconsin
$438K – – –
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$424K -$605K -14,334 -59%
WA
61
WESPAC Advisors
California
$414K +$403K +9,550 New
FHC
62
First Heartland Consultants
Missouri
$379K -$40.3K -955 -10%
Creative Planning
63
Creative Planning
Kansas
$323K +$315K +7,467 New
SHA
64
Smith Hayes Advisers
Nebraska
$283K +$275K +6,523 New
Bank of New York Mellon
65
Bank of New York Mellon
New York
$259K -$8.98K -213 -3%
Comerica Bank
66
Comerica Bank
Texas
$234K +$227K +5,383 New
RIA
67
Regal Investment Advisors
Michigan
$218K +$136K +3,232 +179%
WA
68
WFG Advisors
Texas
$209K -$9.7K -230 -5%
CAN
69
Cetera Advisor Networks
California
$206K +$200K +4,742 New
BRWA
70
B. Riley Wealth Advisors
Florida
$154K -$238K -5,645 -61%
PSUF
71
People's United Financial
Connecticut
$105K -$10.5K -250 -9%
US Bancorp
72
US Bancorp
Minnesota
$56K +$16.9K +400 +44%
HI
73
Hudock Inc
Pennsylvania
$25K – – –
TIM
74
Tortoise Investment Management
New York
$15K – – –
CFSG
75
Community Financial Services Group
Vermont
$13K +$12.7K +301 New
1 2
3
4

FXH Hedge Fund Activity: Q3 2013 in Review

79 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2013, worth a combined $755M — up 45% from $522M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FXH positions and 5 closed out — a net gain of 5 holders — while 45 added to existing stakes and 18 trimmed.

The largest buyer was Navellier & Associates, adding an estimated $53.7M. The largest seller was Fidelity Investments, exiting entirely with an estimated $21.2M sold.

  • 79 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $755M of First Trust Health Care AlphaDEX Fund stock for Q3 2013, up 45% quarter-over-quarter.
  • 10 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2013 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $53.7M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2013 was Fidelity Investments, an estimated $21.2M sold.

Based on aggregated 13F filings for Q3 2013.