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First Trust Health Care AlphaDEX Fund

147 hedge funds and large institutions have $422M invested in First Trust Health Care AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 45 increasing their positions, 50 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 15

3% more funds holding

Funds holding: 143147 (+4)

1.75% less ownership

Funds ownership: 47.29%45.54% (-1.8%)

10% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 50

11% less capital invested

Capital invested by funds: $477M → $422M (-$54.8M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $735K

Holders
147
Holders Change
+4
Holders Change %
+2.8%
% of All Funds
3.37%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
45
Reduced
50
Closed
15
Calls
Puts
$735K
Net Calls
-$735K
Net Calls Change
+$7M
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
26
Beaumont Financial Advisors
Massachusetts
$2.9M +$881K +12,214 +41%
Stifel Financial
27
Stifel Financial
Missouri
$2.71M -$5.98M -82,853 -68%
Citigroup
28
Citigroup
New York
$2.6M -$3.46M -47,918 -56%
UCFA
29
United Capital Financial Advisors
Texas
$2.29M -$205K -2,836 -8%
APA
30
American Portfolios Advisors
New York
$2.19M -$5.63K -78 -0.2%
FI
31
FormulaFolio Investments
Michigan
$2.1M +$319K +4,422 +17%
SWM
32
Segment Wealth Management
Texas
$2.1M +$2.18M +30,255 New
JP Morgan Chase
33
JP Morgan Chase
New York
$1.87M -$18K -249 -0.9%
WP
34
WealthPLAN Partners
Nebraska
$1.86M +$147K +2,032 +9%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$1.78M +$100K +1,387 +6%
PFS
36
Prospera Financial Services
Texas
$1.6M +$9.74K +135 +0.6%
WI
37
Wintrust Investments
Illinois
$1.43M +$389K +5,392 +36%
MML Investors Services
38
MML Investors Services
Massachusetts
$1.37M -$102K -1,408 -7%
Jane Street
39
Jane Street
New York
$1.21M +$152K +2,111 +14%
SMG
40
Smart Money Group
Texas
$1.18M -$11.3K -157 -0.9%
BCM
41
Breiter Capital Management
Florida
$1.13M +$797K +11,041 +208%
TRCT
42
Tower Research Capital (TRC)
New York
$1.12M +$25.2K +349 +2%
NWM
43
Northwest Wealth Management
Iowa
$1.08M +$138K +1,910 +14%
DADC
44
D.A. Davidson & Co
Montana
$1.05M -$239K -3,312 -18%
BFEC
45
Benjamin F. Edwards & Company
Missouri
$1.05M -$2.86M -39,600 -72%
IA
46
IFP Advisors
Florida
$1.04M
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.03M -$52.2K -723 -5%
SB
48
Suntrust Banks
Georgia
$995K -$401K -5,564 -28%
RJT
49
Raymond James Trust
Florida
$989K
OC
50
Oppenheimer & Co
New York
$981K -$36.8K -510 -3%

FXH Hedge Fund Activity: Q1 2018 in Review

147 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2018, worth a combined $422M — down 11% from $477M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXH positions and 15 closed out — a net gain of 5 holders — while 45 added to existing stakes and 50 trimmed.

The largest buyer was Shamrock Asset Management, adding an estimated $4.87M. The largest seller was Bank of America, cutting an estimated $14M.

  • 147 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2018, up from 143 in Q4 2017.
  • Funds reported $422M of First Trust Health Care AlphaDEX Fund stock for Q1 2018, down 11% quarter-over-quarter.
  • 20 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2018 and 15 closed out, a net change of +5 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2018 was Shamrock Asset Management, an estimated $4.87M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2018 was Bank of America, an estimated $14M sold.

Based on aggregated 13F filings for Q1 2018.