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First Trust Health Care AlphaDEX Fund
FXH

130 hedge funds and large institutions have $515M invested in First Trust Health Care AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 48 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

15% more capital invested

Capital invested by funds: $448M → $515M (+$67.2M)

14% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 42

2.08% more ownership

Funds ownership: 47.59% → 49.66% (+2.1%)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 131 → 130 (-1)

Holders
130
Holders Change
-1
Holders Change %
-0.76%
% of All Funds
3.24%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
48
Reduced
42
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.3M
2
Goldman Sachs
Goldman Sachs
New York
+$9.06M
3
UBS Group
UBS Group
Switzerland
+$8.06M
4
SAM
Shamrock Asset Management
Texas
+$5.33M
5
Stifel Financial
Stifel Financial
Missouri
+$5.15M

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$14.7M
2
Wells Fargo
Wells Fargo
California
-$6.12M
3
CS
Credit Suisse
Switzerland
-$5.59M
4
Citigroup
Citigroup
New York
-$3.24M
5
Wolverine Trading
Wolverine Trading
Illinois
-$2.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
LFAS
26
Level Four Advisory Services
Texas
$2.86M -$17.3K -270 -0.6%
BTS
27
BB&T Securities
Virginia
$2.85M +$545K +8,490 +25%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$2.68M +$236K +3,672 +10%
AG
29
Advisor Group
Arizona
$2.45M +$631K +9,820 +37%
BFA
30
Beaumont Financial Advisors
Massachusetts
$2.44M -$381K -5,936 -14%
Citadel Advisors
31
Citadel Advisors
Florida
$2.04M -$677K -10,543 -26%
ONB
32
Old National Bancorp
Indiana
$2.01M -$75.4K -1,173 -4%
MML Investors Services
33
MML Investors Services
Massachusetts
$1.86M +$1.79M +27,827 New
FAAS
34
First Allied Advisory Services
California
$1.63M +$422K +6,574 +37%
WP
35
WealthPLAN Partners
Nebraska
$1.63M +$1.43M +22,211 +1,047%
IH
36
IFC Holdings
Florida
$1.51M +$417K +6,497 +41%
PFS
37
Prospera Financial Services
Texas
$1.51M +$300K +4,669 +26%
HH
38
Hilltop Holdings
Texas
$1.14M – – –
DADC
39
D.A. Davidson & Co
Montana
$1.13M +$63K +980 +6%
SB
40
Suntrust Banks
Georgia
$1.1M +$210K +3,265 +25%
JP Morgan Chase
41
JP Morgan Chase
New York
$1.08M +$101K +1,572 +11%
OC
42
Oppenheimer & Co
New York
$1.08M +$19.1K +298 +2%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$1.07M -$70.8K -1,102 -6%
NWM
44
Northwest Wealth Management
Iowa
$1.06M – – –
WI
45
Wintrust Investments
Illinois
$962K +$20.8K +324 +2%
RIL
46
Rothschild Investment LLC
Illinois
$944K -$27.3K -425 -3%
WB
47
WesBanco Bank
West Virginia
$914K +$586K +9,125 +201%
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
$856K +$91.2K +1,419 +12%
PAG
49
Private Advisor Group
New Jersey
$855K -$27.5K -428 -3%
SG Americas Securities
50
SG Americas Securities
New York
$844K -$1.29M -20,139 -61%
1
2
3 4 5

FXH Hedge Fund Activity: Q2 2017 in Review

130 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2017, worth a combined $515M — up 15% from $448M a quarter earlier.

Fund positioning in FXH was balanced in Q2 2017: 9 funds opened new positions, 9 closed out, 48 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.3M. The largest seller was United Capital Financial Advisors, cutting an estimated $14.7M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2017, down from 131 in Q1 2017.
  • Funds reported $515M of First Trust Health Care AlphaDEX Fund stock for Q2 2017, up 15% quarter-over-quarter.
  • 9 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2017 and 9 closed out, a net change of 0 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2017 was Morgan Stanley, an estimated $26.3M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2017 was United Capital Financial Advisors, an estimated $14.7M sold.

Based on aggregated 13F filings for Q2 2017.