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First Trust Health Care AlphaDEX Fund
FXH

116 hedge funds and large institutions have $412M invested in First Trust Health Care AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 56 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 47.65% → 47.38% (-0.28%)

13% less funds holding

Funds holding: 133 → 116 (-17)

23% less capital invested

Capital invested by funds: $536M → $412M (-$124M)

48% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 31

55% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 56

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3.44M

Holders
116
Holders Change
-17
Holders Change %
-12.78%
% of All Funds
2.9%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
16
Increased
25
Reduced
56
Closed
31
Calls
–
Puts
$3.44M
Net Calls
-$3.44M
Net Calls Change
+$14M

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$6.83M
2
CS
Credit Suisse
Switzerland
+$6.8M
3
Bank of America
Bank of America
North Carolina
+$6.28M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.55M
5
Creative Planning
Creative Planning
Kansas
+$2.08M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$30.4M
2
AIM
Astor Investment Management
Illinois
-$19.5M
3
Morgan Stanley
Morgan Stanley
New York
-$12.8M
4
Ameriprise
Ameriprise
Minnesota
-$6.66M
5
ACM
Aviance Capital Management
Florida
-$6.66M
Name Holding Trade Value Shares
Change 		Change in
Stake
LFAS
26
Level Four Advisory Services
Texas
$2.47M +$2.49M +43,070 New
Creative Planning
27
Creative Planning
Kansas
$2.28M +$2.08M +35,900 +941%
MFS
28
MSI Financial Services
Massachusetts
$2.24M -$278K -4,793 -11%
Citigroup
29
Citigroup
New York
$2.11M -$730K -12,599 -25%
Jane Street
30
Jane Street
New York
$2.06M +$84.7K +1,463 +4%
Stifel Financial
31
Stifel Financial
Missouri
$1.98M -$191K -3,289 -9%
ONB
32
Old National Bancorp
Indiana
$1.91M -$102K -1,766 -5%
SCA
33
Snowden Capital Advisors
New York
$1.64M +$1.25M +21,569 +308%
AG
34
Advisor Group
Arizona
$1.48M +$13K +224 +0.9%
VKH
35
Virtu KCG Holdings
New York
$1.31M -$582K -10,040 -30%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$1.27M -$116K -2,003 -8%
IAA
37
Ironsides Asset Advisors
North Carolina
$1.22M -$5.79K -100 -0.5%
FAAS
38
First Allied Advisory Services
California
$1.18M -$99.2K -1,712 -8%
OC
39
Oppenheimer & Co
New York
$1.03M -$35.6K -614 -3%
JP Morgan Chase
40
JP Morgan Chase
New York
$974K +$292K +5,039 +42%
HH
41
Hilltop Holdings
Texas
$973K – – –
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$952K +$58.1K +1,003 +6%
IH
43
IFC Holdings
Florida
$946K -$229K -3,955 -19%
NWM
44
Northwest Wealth Management
Iowa
$907K +$916K +15,822 New
WI
45
Wintrust Investments
Illinois
$879K -$131K -2,262 -13%
PFS
46
Prospera Financial Services
Texas
$875K +$311K +5,367 +55%
PAG
47
Private Advisor Group
New Jersey
$838K +$25.6K +442 +3%
RIL
48
Rothschild Investment LLC
Illinois
$818K +$76.7K +1,325 +10%
Wolverine Trading
49
Wolverine Trading
Illinois
$776K -$3.36M -58,043 -81%
IA
50
IFP Advisors
Florida
$761K -$86.6K -1,495 -10%
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FXH Hedge Fund Activity: Q4 2016 in Review

116 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2016, worth a combined $412M — down 23% from $536M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of FXH and 16 opened new positions — a net loss of 15 holders — while 56 trimmed existing stakes and 25 added.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $6.83M. The largest seller was Wells Fargo, cutting an estimated $30.4M.

  • 116 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2016, down from 133 in Q3 2016.
  • Funds reported $412M of First Trust Health Care AlphaDEX Fund stock for Q4 2016, down 23% quarter-over-quarter.
  • 16 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2016 and 31 closed out, a net change of -15 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2016 was Raymond James Financial Services Advisors, an estimated $6.83M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2016 was Wells Fargo, an estimated $30.4M sold.

Based on aggregated 13F filings for Q4 2016.