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First Trust Health Care AlphaDEX Fund

130 hedge funds and large institutions have $1.68B invested in First Trust Health Care AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 50 increasing their positions, 41 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

22% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 41

11% more funds holding

Funds holding: 117130 (+13)

1% less capital invested

Capital invested by funds: $1.7B → $1.68B (-$17.2M)

4.49% less ownership

Funds ownership: 68.89%64.41% (-4.5%)

Holders
130
Holders Change
+13
Holders Change %
+11.11%
% of All Funds
3.47%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.24%
New
28
Increased
50
Reduced
41
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$7.14M +$3.63M +62,194 +110%
BFEC
27
Benjamin F. Edwards & Company
Missouri
$6.51M +$1.09M +18,676 +21%
SI
28
Stephens Inc
Arkansas
$5.95M -$265K -4,536 -4%
JP Morgan Chase
29
JP Morgan Chase
New York
$5.7M -$2.7M -46,236 -33%
HFS
30
HL Financial Services
Kentucky
$5.58M -$1.69K -29 -0%
PI
31
Placemark Investments
Illinois
$5.3M -$8.55M -146,550 -62%
CS
32
Credit Suisse
Switzerland
$5.28M +$339K +5,816 +7%
AIG
33
American International Group
New York
$5.12M +$2.54M +43,573 +105%
IH
34
IFC Holdings
Florida
$4.87M -$132K -2,257 -3%
VFS
35
VSR Financial Services
Kansas
$4.85M +$881K +15,097 +23%
ONB
36
Old National Bancorp
Indiana
$4.53M -$553K -9,484 -11%
SI
37
SII Investments
Wisconsin
$4.51M +$415K +7,107 +10%
SPC
38
Sigma Planning Corp
Michigan
$4.42M +$4.27M +73,241 New
HighTower Advisors
39
HighTower Advisors
Illinois
$4.09M +$542K +9,284 +16%
SAM
40
SignalPoint Asset Management
Missouri
$3.56M +$173K +2,964 +5%
FAAS
41
First Allied Advisory Services
California
$3.55M +$249K +4,261 +8%
AGA
42
Accuvest Global Advisors
Utah
$3.51M -$2.53M -43,330 -43%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$3.31M +$233K +3,987 +8%
WA
44
WESPAC Advisors
California
$3.21M +$2.12M +36,384 +216%
PHS
45
Pekin Hardy Strauss
Illinois
$3.21M +$3.1M +53,208 New
OC
46
Oppenheimer & Co
New York
$3.1M +$572K +9,798 +24%
Jane Street
47
Jane Street
New York
$3.06M +$1.31M +22,521 +80%
DADC
48
D.A. Davidson & Co
Montana
$3.03M -$135K -2,313 -4%
NA
49
NewEdge Advisors
Louisiana
$2.92M +$2.83M +48,515 New
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$2.77M -$5.56M -95,297 -67%

FXH Hedge Fund Activity: Q4 2014 in Review

130 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2014, worth a combined $1.68B — down 1% from $1.7B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FXH positions and 13 closed out — a net gain of 15 holders — while 50 added to existing stakes and 41 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $136M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $263M sold.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2014, up from 117 in Q3 2014.
  • Funds reported $1.68B of First Trust Health Care AlphaDEX Fund stock for Q4 2014, down 1% quarter-over-quarter.
  • 28 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2014 and 13 closed out, a net change of +15 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $136M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2014 was F-Squared Investment Management, an estimated $263M sold.

Based on aggregated 13F filings for Q4 2014.