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First Trust Dorsey Wright Focus 5 ETF
FV

133 hedge funds and large institutions have $2.81B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 55 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 15

41% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 39

25% more capital invested

Capital invested by funds: $2.25B → $2.81B (+$561M)

12% more funds holding

Funds holding: 119 → 133 (+14)

8% more funds holding in top 10

Funds holding in top 10: 12 → 13 (+1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $218K

Holders
133
Holders Change
+14
Holders Change %
+11.76%
% of All Funds
3.49%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.34%
New
30
Increased
55
Reduced
39
Closed
15
Calls
–
Puts
$218K
Net Calls
-$218K
Net Calls Change
+$1.35M

Top Buyers

1
LPL Financial
LPL Financial
California
+$217M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$50.3M
3
Wells Fargo
Wells Fargo
California
+$49M
4
UBS Group
UBS Group
Switzerland
+$35.7M
5
SMA
Simply Money Advisors
Ohio
+$31.9M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$69.5M
2
CAN
Cetera Advisor Networks
California
-$20.2M
3
Jane Street
Jane Street
New York
-$9.48M
4
LI
LVZ Inc
Michigan
-$7.95M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCIA
76
Hochman Cole Investment Advisors
Illinois
$1.1M +$1.09M +47,003 New
WF
77
WealthTrust Fairport
Ohio
$1.09M +$204K +8,830 +23%
BRWA
78
B. Riley Wealth Advisors
Florida
$1.07M +$283K +12,202 +37%
SI
79
SII Investments
Wisconsin
$1.04M -$135K -5,831 -12%
IP
80
Investment Partners
Ohio
$978K +$9.96K +430 +1%
WP
81
WealthPLAN Partners
Nebraska
$937K +$962K +41,556 New
FAM
82
Formidable Asset Management
Ohio
$906K -$70.6K -3,050 -7%
JWM
83
Jackson Wealth Management
Florida
$886K -$9.12K -394 -1%
CAAS
84
Capital Asset Advisory Services
Michigan
$806K +$795K +34,330 New
GLA
85
Great Lakes Advisors
Illinois
$801K – – –
Koshinski Asset Management
86
Koshinski Asset Management
Illinois
$756K +$3.17K +137 +0.4%
NL
87
NWAM LLC
Washington
$754K +$25.6K +1,105 +4%
HF
88
Hoxton Financial
West Virginia
$753K +$161K +6,951 +28%
HWP
89
Hefty Wealth Partners
Indiana
$742K +$732K +31,613 New
ATC
90
Argent Trust Co
Tennessee
$718K +$336K +14,500 +90%
Cetera Investment Advisers
91
Cetera Investment Advisers
Illinois
$664K +$657K +28,371 New
SB
92
Suntrust Banks
Georgia
$658K +$650K +28,065 New
CCB
93
Cutter & Co Brokerage
Missouri
$615K +$14.9K +644 +3%
PTC
94
Private Trust Company
Ohio
$571K +$149K +6,444 +36%
VKH
95
Virtu KCG Holdings
New York
$531K -$471K -20,332 -47%
NFG
96
Nations Financial Group
Iowa
$511K +$503K +21,738 New
WFG
97
Wills Financial Group
Virginia
$462K +$25.8K +1,115 +6%
BRWM
98
B. Riley Wealth Management
Tennessee
$460K -$82.5K -3,562 -15%
SMC
99
Smith, Moore & Co
Missouri
$438K +$432K +18,664 New
RFWA
100
RPg Family Wealth Advisory
Massachusetts
$428K +$422K +18,220 New
2 3
4
5 6

FV Hedge Fund Activity: Q4 2015 in Review

133 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2015, worth a combined $2.81B — up 25% from $2.25B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FV positions and 15 closed out — a net gain of 15 holders — while 55 added to existing stakes and 39 trimmed.

The largest buyer was LPL Financial, adding an estimated $217M. The largest seller was Goldman Sachs, cutting an estimated $69.5M.

  • 133 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2015, up from 119 in Q3 2015.
  • Funds reported $2.81B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2015, up 25% quarter-over-quarter.
  • 30 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2015 and 15 closed out, a net change of +15 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2015 was LPL Financial, an estimated $217M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2015 was Goldman Sachs, an estimated $69.5M sold.

Based on aggregated 13F filings for Q4 2015.