Hochman Cole Investment Advisors’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Hochman Cole Investment Advisors’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-32,856	Closed	-$735K	–	86
2016 Q2	$735K	Sell	32,856 -2,159	-6%	-$47.2K	0.6%	42
2016 Q1	$757K	Sell	35,015 -11,988	-26%	-$250K	0.65%	40
2015 Q4	$1.1M	Buy	+47,003	New	+$1.09M	0.94%	30

Other funds holding FV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Hochman Cole Investment Advisors's FV Position: Q3 2016 in Review

Hochman Cole Investment Advisors sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q3 2016, closing a stake of 32,856 shares — an estimated $735K sold.

Hochman Cole Investment Advisors first reported a position in FV in Q4 2015 and held it in 3 quarters. The position peaked at $1.1M in Q4 2015. 122 funds tracked by Wall St. Rank hold FV as of Q3 2016.

Hochman Cole Investment Advisors reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q3 2016 after selling out during the quarter.
Hochman Cole Investment Advisors sold 32,856 First Trust Dorsey Wright Focus 5 ETF shares in Q3 2016, an estimated $735K.
Hochman Cole Investment Advisors first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q4 2015 and held it in 3 quarters.
Hochman Cole Investment Advisors's First Trust Dorsey Wright Focus 5 ETF position peaked at $1.1M in Q4 2015.
122 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q3 2016.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.