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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$4.87M
Cap. Flow
+$6.51M
Cap. Flow %
2.55%
Top 10 Hldgs %
47.62%
Holding
136
New
11
Increased
30
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.18M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$1.64M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.14M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$970K
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$959K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.15M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$1.02M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$718K
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$656K
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$560K

Sector Composition

Rank Sector Weight
1 Technology 2.72%
2 Healthcare 2.44%
3 Communication Services 2.18%
4 Financials 0.83%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
1
State Street Technology Select Sector SPDR ETF
XLK
$117B
$18.5M 7.24%
247,664
-974
-0.4% -$75.1K
FXL icon
2
First Trust Technology AlphaDEX Fund
FXL
$2.54B
$15.7M 6.15%
127,827
-5,717
-4% -$718K
QQQ icon
3
Invesco QQQ Trust
QQQ
$470B
$15.6M 6.12%
43,671
+1,229
+3% +$453K
XLV icon
4
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$15.2M 5.94%
119,180
-339
-0.3% -$44.8K
PFFD icon
5
Global X US Preferred ETF
PFFD
$2.15B
$14.3M 5.58%
553,362
+13,506
+3% +$351K
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$9.89M 3.87%
143,690
+5,685
+4% +$405K
ICSH icon
7
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$9.38M 3.68%
185,797
-11,082
-6% -$560K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$8.68M 3.4%
20,220
+34
+0.2% +$15K
XLC icon
9
State Street Communication Services Select Sector SPDR ETF
XLC
$22.7B
$8.42M 3.3%
105,089
+370
+0.4% +$30.6K
XLU icon
10
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$5.96M 2.34%
186,726
+29,030
+18% +$970K
AAPL icon
11
Apple
AAPL
$4.77T
$5.52M 2.16%
38,987
+2,091
+6% +$308K
VB icon
12
Vanguard Small-Cap ETF
VB
$80.1B
$5.22M 2.05%
23,884
-2,108
-8% -$469K
IBB icon
13
iShares Biotechnology ETF
IBB
$9.36B
$4.94M 1.93%
30,537
+2,250
+8% +$379K
IWF icon
14
iShares Russell 1000 Growth ETF
IWF
$125B
$4.47M 1.75%
65,200
-3,880
-6% -$274K
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.41M 1.73%
29,415
-1,111
-4% -$170K
SDY icon
16
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$4.38M 1.71%
37,225
-393
-1% -$48.1K
MOAT icon
17
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.12M 1.61%
56,287
+5,444
+11% +$410K
IWB icon
18
iShares Russell 1000 ETF
IWB
$48.3B
$3.99M 1.56%
16,498
-266
-2% -$66.1K
ABBV icon
19
AbbVie
ABBV
$454B
$3.93M 1.54%
36,415
+2,679
+8% +$306K
VV icon
20
Vanguard Large-Cap ETF
VV
$52.5B
$3.85M 1.51%
19,185
-253
-1% -$52.3K
VUG icon
21
Vanguard Growth ETF
VUG
$221B
$3.79M 1.49%
78,414
-2,676
-3% -$133K
PSEP icon
22
Innovator US Equity Power Buffer ETF September
PSEP
$844M
$3.13M 1.23%
+107,832
New +$3.18M
FTSM icon
23
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.92M 1.14%
48,743
-10,947
-18% -$656K
XPH icon
24
State Street SPDR S&P Pharmaceuticals ETF
XPH
$471M
$2.5M 0.98%
52,630
-1,710
-3% -$85K
LMBS icon
25
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.33B
$2.44M 0.95%
48,186
+22,383
+87% +$1.14M
1
2 3 4 5

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Hochman Cole Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Hochman Cole Investment Advisors held 136 positions worth $255M, up 1.9% from $250M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q3 2021 filing shows 11 new, 30 increased, 64 reduced and 8 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M. The largest sale was State Street SPDR S&P Metals & Mining ETF, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Communication Services.

  • Hochman Cole Investment Advisors's largest Q3 2021 buy was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M.
  • Hochman Cole Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021, an estimated $1.14M increase.
  • Hochman Cole Investment Advisors's biggest Q3 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $718K.
  • Hochman Cole Investment Advisors fully exited State Street SPDR S&P Metals & Mining ETF in Q3 2021, selling an estimated $1.15M.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $255M portfolio in Q3 2021.
  • Hochman Cole Investment Advisors opened 11 new positions and closed 8 in Q3 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 1.9% quarter-over-quarter to $255M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2021, filed 20 Oct 2021.