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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$4.87M
Cap. Flow
+$6.51M
Cap. Flow %
2.55%
Top 10 Hldgs %
47.62%
Holding
136
New
11
Increased
30
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.18M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$1.64M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.14M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$970K
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$959K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.15M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$1.02M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$718K
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$656K
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$560K

Sector Composition

Rank Sector Weight
1 Technology 2.72%
2 Healthcare 2.44%
3 Communication Services 2.18%
4 Financials 0.83%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.51T
$938K 0.37%
2,764
+123
+5% +$44.3K
IJK icon
52
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$937K 0.37%
11,830
-2,175
-16% -$177K
AVUV icon
53
Avantis US Small Cap Value ETF
AVUV
$30.3B
$919K 0.36%
12,148
+8,068
+198% +$598K
QUAL icon
54
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$894K 0.35%
6,788
-790
-10% -$109K
SPD icon
55
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$892K 0.35%
+29,315
New +$914K
IGSB icon
56
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$882K 0.35%
16,146
-966
-6% -$52.9K
IGV icon
57
iShares Expanded Tech-Software Sector ETF
IGV
$11.8B
$858K 0.34%
10,745
– –
VDC icon
58
Vanguard Consumer Staples ETF
VDC
$7.86B
$848K 0.33%
4,730
-44
-0.9% -$8.15K
SHW icon
59
Sherwin-Williams
SHW
$78.3B
$839K 0.33%
3,000
– –
XLF icon
60
State Street Financial Select Sector SPDR ETF
XLF
$56.1B
$818K 0.32%
21,795
-1,766
-7% -$66.1K
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.5B
$797K 0.31%
6,245
+1,710
+38% +$220K
VOE icon
62
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$780K 0.31%
5,585
-351
-6% -$49.9K
XLY icon
63
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$771K 0.3%
8,588
+4
+0% +$363
UBER icon
64
Uber
UBER
$134B
$759K 0.3%
+16,953
New +$741K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$82B
$754K 0.3%
4,819
– –
FXH icon
66
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$729K 0.29%
6,124
-41
-0.7% -$5.02K
FNDB icon
67
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.4B
$713K 0.28%
39,924
-2,436
-6% -$44.4K
VXUS icon
68
Vanguard Total International Stock ETF
VXUS
$153B
$671K 0.26%
10,608
+620
+6% +$40.5K
IJH icon
69
iShares Core S&P Mid-Cap ETF
IJH
$123B
$616K 0.24%
11,715
– –
IYH icon
70
iShares US Healthcare ETF
IYH
$3.11B
$591K 0.23%
10,710
– –
VPU
71
Vanguard Utilities ETF
VPU
$8.83B
$575K 0.23%
4,134
+282
+7% +$41.2K
COWZ icon
72
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$571K 0.22%
13,056
-192
-1% -$8.45K
CYA
73
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$570K 0.22%
+1,150
New +$574K
FBT icon
74
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$536K 0.21%
3,225
+55
+2% +$9.39K
SCHF icon
75
Schwab International Equity ETF
SCHF
$65.6B
$519K 0.2%
26,836
-5,416
-17% -$108K
1 2
3
4 5

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Hochman Cole Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Hochman Cole Investment Advisors held 136 positions worth $255M, up 1.9% from $250M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q3 2021 filing shows 11 new, 30 increased, 64 reduced and 8 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M. The largest sale was State Street SPDR S&P Metals & Mining ETF, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Communication Services.

  • Hochman Cole Investment Advisors's largest Q3 2021 buy was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M.
  • Hochman Cole Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021, an estimated $1.14M increase.
  • Hochman Cole Investment Advisors's biggest Q3 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $718K.
  • Hochman Cole Investment Advisors fully exited State Street SPDR S&P Metals & Mining ETF in Q3 2021, selling an estimated $1.15M.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $255M portfolio in Q3 2021.
  • Hochman Cole Investment Advisors opened 11 new positions and closed 8 in Q3 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 1.9% quarter-over-quarter to $255M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2021, filed 20 Oct 2021.