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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$4.87M
Cap. Flow
+$6.51M
Cap. Flow %
2.55%
Top 10 Hldgs %
47.62%
Holding
136
New
11
Increased
30
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.18M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$1.64M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.14M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$970K
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$959K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.15M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$1.02M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$718K
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$656K
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$560K

Sector Composition

Rank Sector Weight
1 Technology 2.72%
2 Healthcare 2.44%
3 Communication Services 2.18%
4 Financials 0.83%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
76
iShares Core S&P 500 ETF
IVV
$869B
$501K 0.2%
1,164
-22
-2% -$9.75K
FXO icon
77
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$486K 0.19%
10,986
-1,635
-13% -$72.3K
IWV icon
78
iShares Russell 3000 ETF
IWV
$19.4B
$480K 0.19%
1,885
– –
IUSG icon
79
iShares Core S&P US Growth ETF
IUSG
$31.1B
$472K 0.18%
4,609
– –
PJUL icon
80
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$470K 0.18%
+15,810
New +$473K
GSLC icon
81
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$464K 0.18%
5,396
-1,437
-21% -$128K
SKYY icon
82
First Trust Cloud Computing ETF
SKYY
$2.74B
$452K 0.18%
4,285
-800
-16% -$85.8K
VGT icon
83
Vanguard Information Technology ETF
VGT
$139B
$441K 0.17%
8,792
-488
-5% -$25.3K
XSOE icon
84
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$440K 0.17%
11,787
-2,480
-17% -$97.2K
PFF icon
85
iShares Preferred and Income Securities ETF
PFF
$13.1B
$436K 0.17%
11,239
-1,626
-13% -$63.8K
FXG icon
86
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$417K 0.16%
7,413
– –
SCHX icon
87
Schwab US Large- Cap ETF
SCHX
$71B
$417K 0.16%
24,066
+690
+3% +$12.3K
USMV icon
88
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$399K 0.16%
5,426
-664
-11% -$50.6K
IJJ icon
89
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$387K 0.15%
3,760
– –
GDX icon
90
VanEck Gold Miners ETF
GDX
$23B
$371K 0.15%
12,577
+4,675
+59% +$152K
FNDE icon
91
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.54B
$362K 0.14%
11,231
– –
VBK icon
92
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$351K 0.14%
1,253
-103
-8% -$29.5K
SCHP icon
93
Schwab US TIPS ETF
SCHP
$16.3B
$345K 0.14%
11,016
+178
+2% +$5.62K
BXMX
94
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$339K 0.13%
+23,808
New +$349K
HON icon
95
Honeywell
HON
$77.1B
$338K 0.13%
1,689
– –
QCOM icon
96
Qualcomm
QCOM
$176B
$337K 0.13%
2,613
+689
+36% +$97.8K
MSFT icon
97
Microsoft
MSFT
$2.84T
$332K 0.13%
1,176
-22
-2% -$6.4K
NUW icon
98
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$330K 0.13%
19,326
-30,154
-61% -$517K
VTI icon
99
Vanguard Total Stock Market ETF
VTI
$654B
$326K 0.13%
1,467
– –
EFA icon
100
iShares MSCI EAFE ETF
EFA
$76.4B
$322K 0.13%
4,122
+84
+2% +$6.72K
2 3
4
5 6

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Hochman Cole Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Hochman Cole Investment Advisors held 136 positions worth $255M, up 1.9% from $250M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q3 2021 filing shows 11 new, 30 increased, 64 reduced and 8 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M. The largest sale was State Street SPDR S&P Metals & Mining ETF, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Communication Services.

  • Hochman Cole Investment Advisors's largest Q3 2021 buy was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M.
  • Hochman Cole Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021, an estimated $1.14M increase.
  • Hochman Cole Investment Advisors's biggest Q3 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $718K.
  • Hochman Cole Investment Advisors fully exited State Street SPDR S&P Metals & Mining ETF in Q3 2021, selling an estimated $1.15M.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $255M portfolio in Q3 2021.
  • Hochman Cole Investment Advisors opened 11 new positions and closed 8 in Q3 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 1.9% quarter-over-quarter to $255M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2021, filed 20 Oct 2021.