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DMK
David M. Knott Portfolio holdings
AUM
$275M
Turnover
23.21%
1-Year Est. Return
59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
(-2.2%)
Cap. Flow
-$20.7M
Cap. Flow % of AUM
Cap. Flow %
-7.52%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18
Avg Time Held
Equity + Options
2.4
years
Top 10 Avg Time Held
Equity + Options
2
years
Top 20 Avg Time Held
Equity + Options
1.8
years
Avg Time Held Equity only
2.4
years
Top 10 Avg Time Held Equity only
2
years
Top 20 Avg Time Held Equity only
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
|
+$9.6M |
| 2 |
Vulcan Infrastructure and Power
VIP
|
+$6.87M |
| 3 |
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
|
+$3.38M |
| 4 |
Calumet Specialty Products
CLMT
|
+$2.85M |
| 5 |
HZAC
Horizon Acquisition Corporation
HZAC
|
+$2.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coliseum Acquisition Corp. Unit
MITAU
|
+$14.7M |
| 2 |
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
|
+$6.26M |
| 3 |
FS KKR Capital
FSK
|
+$4.31M |
| 4 |
FAZE
FaZe Holdings Inc. Common Stock
FAZE
|
+$3.4M |
| 5 |
KKR & Co
KKR
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 29.75% |
| 2 | Healthcare | 24.81% |
| 3 | Miscellaneous | 13.26% |
| 4 | Materials | 12.2% |
| 5 | Communication Services | 7.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Calumet Specialty Products
CLMT
$5.08B
| $28.2M | 10.25% |
3,567,500
+414,200
| +13% | +$2.85M |
2018 Q1
14 quarters
|
|
2
Apollo Global Management
APO
$66.3B
| $15.4M | 5.6% |
250,000
-50,000
| -17% | -$3M |
2017 Q2
17 quarters
|
|
3
Alphabet (Google) Class C
GOOG
$4.14T
| $14.9M | 5.42% |
112,000
| – | – |
2019 Q1
10 quarters
|
|
4
FTAI Aviation
FTAI
$16.9B
| $12.6M | 4.59% |
582,807
| – | – |
2020 Q2
5 quarters
|
|
|
5
PUT
Vulcan Infrastructure and Power
VIP
$23.8M
| $11.5M | 4.16% |
+44,881
| New | +$13.8M |
2021 Q3
0 quarters
|
|
6
Ligand Pharmaceuticals
LGND
$6.06B
| $10.4M | 3.8% |
120,225
| – | – |
2013 Q2
33 quarters
|
|
7
Upland Software
UPLD
$10.8M
| $10M | 3.65% |
30,000
| – | – |
2017 Q4
15 quarters
|
|
|
8
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
| $9.6M | 3.47% |
+984,835
| New | +$9.6M |
2021 Q3
0 quarters
|
|
|
KDMN
9
DELISTED
Kadmon Holdings, Inc.
KDMN
| $8.62M | 3.13% |
989,450
+151,260
| +18% | +$861K |
2019 Q3
8 quarters
|
|
|
MDWT
10
DELISTED
Midwest Holding Inc. Common Stock
MDWT
| $6.61M | 2.4% |
170,000
+5,000
| +3% | +$194K |
2020 Q4
3 quarters
|
|
|
11
Vulcan Infrastructure and Power
VIP
$23.8M
| $5.72M | 2.08% |
+22,400
| New | +$6.87M |
2021 Q3
0 quarters
|
|
|
12
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
| $5.69M | 2.07% |
+495,000
| New | +$323K |
2021 Q3
0 quarters
|
|
|
AGAC.WS
13
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
| $5.33M | 1.94% |
463,500
| – | – |
2021 Q2
1 quarter
|
|
14
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
| $5M | 1.82% |
515,000
| – | – |
2021 Q2
1 quarter
|
|
15
Pfizer
PFE
$169B
| $4.92M | 1.79% |
114,500
-5,400
| -5% | -$239K |
2013 Q2
33 quarters
|
|
|
GLHA
16
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
| $4.89M | 1.78% |
500,000
| – | – |
2021 Q2
1 quarter
|
|
|
17
FS KKR Capital
FSK
$2.84B
| $4.4M | 1.6% |
199,825
-195,350
| -49% | -$4.31M |
2019 Q3
8 quarters
|
|
18
DELISTED
Kennedy-Wilson Holdings
KW
| $4.39M | 1.6% |
210,000
| – | – |
2020 Q2
5 quarters
|
|
19
Eastern Bankshares
EBC
$4.86B
| $3.86M | 1.4% |
190,000
-10,000
| -5% | -$191K |
2020 Q4
3 quarters
|
|
20
Regeneron Pharmaceuticals
REGN
$81.9B
| $3.63M | 1.32% |
6,000
| – | – |
2021 Q2
1 quarter
|
|
|
TRIL
21
DELISTED
Trillium Therapeutics Inc.
TRIL
| $3.49M | 1.27% |
198,699
| – | – |
2020 Q1
6 quarters
|
|
|
LOKM
22
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
| $3.48M | 1.27% |
360,152
| – | – |
2021 Q2
1 quarter
|
|
|
BRIV
23
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
| $3.4M | 1.23% |
+350,000
| New | +$3.38M |
2021 Q3
0 quarters
|
|
|
KAIR
24
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
| $3.34M | 1.21% |
345,463
| – | – |
2021 Q1
2 quarters
|
|
25
DELISTED
Danimer Scientific, Inc.
DNMR
| $3.27M | 1.19% |
5,000
| – | – |
2020 Q4
3 quarters
|
|
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David M. Knott's Q3 2021 Portfolio in Review
As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
David M. Knott withdrew a net $20.7M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Miscellaneous.
Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.6M.
- David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.6M.
- David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
- David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
- David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
- David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
- David M. Knott opened 21 new positions and closed 18 in Q3 2021.
- David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.
Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.