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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
Cap. Flow
-$12.2M
Cap. Flow %
-4.43%
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18

Top Buys

1
MITA
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
+$9.57M
2
GREE
Greenidge Generation Holdings
GREE
+$6.87M
3
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.38M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.85M
5
HZAC
Horizon Acquisition Corporation
HZAC
+$2.09M

Top Sells

1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
+$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$6.26M
3
FSK icon
FS KKR Capital
FSK
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.4M
5
KKR icon
KKR & Co
KKR
+$3.14M

Sector Composition

1 Financials 29.74%
2 Healthcare 23.21%
3 Materials 12.2%
4 Communication Services 7.02%
5 Industrials 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
1
Calumet Specialty Products
CLMT
$3.73B
$28.2M 10.25%
3,567,500
+414,200
+13% +$2.85M
APO icon
2
Apollo Global Management
APO
$69.5B
$15.4M 5.6%
250,000
-50,000
-17% -$3M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.22T
$14.9M 5.42%
112,000
– –
FTAI icon
4
FTAI Aviation
FTAI
$21.3B
$12.6M 4.59%
582,807
– –
GREE
5
PUT
Greenidge Generation Holdings
GREE
$30.8M
$11.5M 4.16%
+44,881
New +$13.8M
LGND icon
6
Ligand Pharmaceuticals
LGND
$6.08B
$10.4M 3.8%
120,225
– –
UPLD icon
7
Upland Software
UPLD
$15.8M
$10M 3.65%
30,000
– –
MITA
8
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$9.56M 3.47%
+984,835
New +$9.57M
KDMN
9
DELISTED
Kadmon Holdings, Inc.
KDMN
$8.62M 3.13%
989,450
+151,260
+18% +$861K
MDWT
10
DELISTED
Midwest Holding Inc. Common Stock
MDWT
$6.61M 2.4%
170,000
+5,000
+3% +$194K
GREE
11
Greenidge Generation Holdings
GREE
$30.8M
$5.72M 2.08%
+22,400
New +$6.87M
MITAW
12
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$5.69M 2.07%
+495,000
New +$323K
AGAC.WS
13
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$5.33M 1.94%
463,500
– –
TWLV
14
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$5M 1.82%
515,000
– –
PFE icon
15
Pfizer
PFE
$143B
$4.92M 1.79%
114,500
-5,400
-5% -$239K
GLHA
16
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
$4.89M 1.78%
500,000
– –
FSK icon
17
FS KKR Capital
FSK
$3.06B
$4.4M 1.6%
199,825
-195,350
-49% -$4.31M
KW
18
DELISTED
Kennedy-Wilson Holdings
KW
$4.39M 1.6%
210,000
– –
EBC icon
19
Eastern Bankshares
EBC
$4.94B
$3.86M 1.4%
190,000
-10,000
-5% -$191K
REGN icon
20
Regeneron Pharmaceuticals
REGN
$70.9B
$3.63M 1.32%
6,000
– –
TRIL
21
DELISTED
Trillium Therapeutics Inc.
TRIL
$3.49M 1.27%
198,699
– –
LOKM
22
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$3.48M 1.27%
360,152
– –
BRIV
23
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$3.4M 1.23%
+350,000
New +$3.38M
KAIR
24
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$3.34M 1.21%
345,463
– –
DNMR
25
DELISTED
Danimer Scientific, Inc.
DNMR
$3.27M 1.19%
5,000
– –
1
2 3 4 5

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KCP
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HCIA
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ISG
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TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
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MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q3 2021 Portfolio in Review

As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

David M. Knott withdrew a net $12.2M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.56M.

  • David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.56M.
  • David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
  • David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
  • David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
  • David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
  • David M. Knott opened 21 new positions and closed 18 in Q3 2021.
  • David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.

Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.