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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
Cap. Flow
-$12.2M
Cap. Flow %
-4.43%
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18

Top Buys

1
MITA
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
+$9.57M
2
GREE
Greenidge Generation Holdings
GREE
+$6.87M
3
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.38M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.85M
5
HZAC
Horizon Acquisition Corporation
HZAC
+$2.09M

Top Sells

1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
+$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$6.26M
3
FSK icon
FS KKR Capital
FSK
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.4M
5
KKR icon
KKR & Co
KKR
+$3.14M

Sector Composition

1 Financials 29.74%
2 Healthcare 23.21%
3 Materials 12.2%
4 Communication Services 7.02%
5 Industrials 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
101
Valley National Bancorp
VLY
$8.28B
$171K 0.06%
12,800
+320
+3% +$4.13K
LEGH icon
102
Legacy Housing
LEGH
$637M
$162K 0.06%
9,000
– –
ALIM
103
DELISTED
Alimera Sciences
ALIM
$162K 0.06%
38,226
– –
SSB icon
104
SouthState Bank Corp
SSB
$10.1B
$160K 0.06%
2,135
+53
+3% +$3.78K
RLMD icon
105
Relmada Therapeutics
RLMD
$550M
$157K 0.06%
6,000
– –
LGV.WS
106
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$147K 0.05%
12,780
– –
TIGR
107
UP Fintech Holding
TIGR
$824M
$145K 0.05%
13,736
– –
WARR.WS
108
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
$144K 0.05%
12,500
– –
MDT icon
109
Medtronic
MDT
$106B
$132K 0.05%
1,050
– –
TTE icon
110
TotalEnergies
TTE
$181B
$120K 0.04%
2,500
+40
+2% +$1.77K
ZYME icon
111
Zymeworks
ZYME
$1.78B
$116K 0.04%
+4,000
New +$133K
MRK icon
112
Merck
MRK
$315B
$111K 0.04%
1,475
+175
+13% +$13.3K
LKFT
113
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.97B
$105K 0.04%
2,000
– –
FNB icon
114
FNB Corp
FNB
$6.82B
$103K 0.04%
8,905
– –
KHC icon
115
Kraft Heinz
KHC
$30.7B
$101K 0.04%
2,732
-1,169
-30% -$44K
XBI icon
116
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$101K 0.04%
800
– –
IOVA icon
117
Iovance Biotherapeutics
IOVA
$2.23B
$99K 0.04%
+4,000
New +$94.3K
ACQR
118
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$93K 0.03%
9,500
– –
TMUS icon
119
T-Mobile US
TMUS
$208B
$89K 0.03%
700
– –
SWBI icon
120
Smith & Wesson
SWBI
$665M
$85K 0.03%
+4,097
New +$98.5K
CRIS icon
121
Curis
CRIS
$9.02M
$78K 0.03%
25
– –
DBRG icon
122
DigitalBridge
DBRG
$2.92B
$75K 0.03%
3,117
– –
SAIL
123
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$73K 0.03%
1,700
– –
LLY icon
124
Eli Lilly
LLY
$1.05T
$69K 0.03%
300
– –
PRTS icon
125
CarParts.com
PRTS
$42.9M
$58K 0.02%
370
– –
3 4
5
6 7

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FA
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KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return
TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q3 2021 Portfolio in Review

As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

David M. Knott withdrew a net $12.2M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.56M.

  • David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.56M.
  • David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
  • David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
  • David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
  • David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
  • David M. Knott opened 21 new positions and closed 18 in Q3 2021.
  • David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.

Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.