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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+15.74%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$308M
AUM Growth
+$41.5M
Cap. Flow
+$7.42M
Cap. Flow %
2.41%
Top 10 Hldgs %
61.93%
Holding
115
New
6
Increased
17
Reduced
6
Closed
10

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$9.26M
2
MPLX icon
MPLX
MPLX
+$4.48M
3
MIK
Michaels Stores, Inc
MIK
+$2.86M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.72M
5
INDP icon
Indaptus Therapeutics
INDP
+$1.21M

Top Sells

Rank Stock Value
1
OSG
Octave Specialty Group
OSG
+$2.89M
2
ONCT
Oncternal Therapeutics, Inc. Common Stock
ONCT
+$735K
3
UAL icon
United Airlines
UAL
+$697K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$392K
5
ANCB
Anchor Bancorp
ANCB
+$321K

Sector Composition

Rank Sector Weight
1 Healthcare 48.45%
2 Technology 14.62%
3 Energy 8.34%
4 Industrials 6.41%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$94.4M 30.64%
551,498
– –
PFE icon
2
Pfizer
PFE
$159B
$19.8M 6.44%
474,380
– –
DELL icon
3
Dell
DELL
$295B
$11.7M 3.78%
427,589
– –
UPLD icon
4
Upland Software
UPLD
$13.9M
$11.3M 3.67%
35,000
– –
MPLX icon
5
MPLX
MPLX
$60.1B
$10.4M 3.38%
300,000
+125,000
+71% +$4.48M
CLMT icon
6
Calumet Specialty Products
CLMT
$4.2B
$9.33M 3.03%
1,457,731
+382,731
+36% +$2.72M
FTAI icon
7
FTAI Aviation
FTAI
$20B
$9.11M 2.96%
+586,746
New +$9.26M
CFFN icon
8
Capitol Federal Financial
CFFN
$1.07B
$8.8M 2.85%
690,400
– –
MIC
9
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$8.11M 2.63%
175,900
-6,400
-4% -$293K
MITL
10
DELISTED
Mitel Networks Corporation
MITL
$7.9M 2.56%
717,196
– –
ORCL icon
11
Oracle
ORCL
$435B
$7.73M 2.51%
150,000
– –
IRDM icon
12
Iridium Communications
IRDM
$4.94B
$6.34M 2.06%
281,600
-6,400
-2% -$124K
APC
13
DELISTED
Anadarko Petroleum
APC
$5.79M 1.88%
93,010
+12,250
+15% +$827K
AAPL icon
14
Apple
AAPL
$4.67T
$5.66M 1.84%
100,200
– –
LOW icon
15
Lowe's Companies
LOW
$117B
$5.17M 1.68%
45,000
– –
SWBI icon
16
Smith & Wesson
SWBI
$573M
$5.13M 1.66%
429,330
– –
ABBV icon
17
AbbVie
ABBV
$451B
$4.97M 1.61%
52,500
– –
MIK
18
DELISTED
Michaels Stores, Inc
MIK
$4.87M 1.58%
300,000
+150,000
+100% +$2.86M
VKTX icon
19
Viking Therapeutics
VKTX
$3.75B
$4.12M 1.34%
236,600
-10,000
-4% -$119K
NWL icon
20
Newell Brands
NWL
$2.63B
$4.06M 1.32%
200,000
– –
APO icon
21
Apollo Global Management
APO
$79.7B
$3.63M 1.18%
105,000
– –
DAL icon
22
Delta Air Lines
DAL
$52.7B
$3.33M 1.08%
57,500
– –
HHH icon
23
Howard Hughes
HHH
$3.87B
$2.89M 0.94%
24,442
– –
JPM icon
24
JPMorgan Chase
JPM
$951B
$2.6M 0.84%
23,050
– –
DD icon
25
DuPont de Nemours
DD
$18.5B
$2.42M 0.79%
14,865
– –
1
2 3 4 5

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David M. Knott's Q3 2018 Portfolio in Review

As of Q3 2018, David M. Knott held 115 positions worth $308M, up 16% from $267M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

David M. Knott's Q3 2018 filing shows 6 new, 17 increased, 6 reduced and 10 closed positions. Its largest new stake was FTAI Aviation: 586,746 shares worth $9.11M. The largest sale was Octave Specialty Group, an estimated $2.89M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 44% a quarter earlier, followed by Technology and Energy.

  • David M. Knott's largest Q3 2018 buy was FTAI Aviation: 586,746 shares worth $9.11M.
  • David M. Knott added most to MPLX in Q3 2018, an estimated $4.48M increase.
  • David M. Knott's biggest Q3 2018 reduction was Macquarie Infrastructure Holdings, LLC, cutting an estimated $293K.
  • David M. Knott fully exited Octave Specialty Group in Q3 2018, selling an estimated $2.89M.
  • David M. Knott's ten largest holdings make up 62% of its $308M portfolio in Q3 2018.
  • David M. Knott opened 6 new positions and closed 10 in Q3 2018.
  • David M. Knott's portfolio value rose 16% quarter-over-quarter to $308M.

Based on David M. Knott's 13F filing for Q3 2018, filed 13 Nov 2018.