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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+13.62%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$42.4M
Cap. Flow
-$17.2M
Cap. Flow %
-3.29%
Top 10 Hldgs %
52.17%
Holding
76
New
6
Increased
9
Reduced
20
Closed
4

Top Buys

1
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$10.1M
2
MOS icon
The Mosaic Company
MOS
+$6.3M
3
PBR icon
Petrobras
PBR
+$5.56M
4
MUR icon
Murphy Oil
MUR
+$3.84M
5
TOL icon
Toll Brothers
TOL
+$2.65M

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
+$7.22M
2
HAL icon
Halliburton
HAL
+$6.09M
3
MHO icon
M/I Homes
MHO
+$4.36M
4
OVV icon
Ovintiv
OVV
+$4.23M
5
SLB icon
SLB Ltd
SLB
+$4.11M

Sector Composition

1 Energy 51.23%
2 Healthcare 18.39%
3 Materials 2.54%
4 Financials 2.14%
5 Real Estate 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.94B
$55.9M 10.7%
2,071,983
-256,480
-11% -$7.22M
PFE icon
2
Pfizer
PFE
$143B
$37.3M 7.13%
1,368,594
– –
APC
3
DELISTED
Anadarko Petroleum
APC
$33.5M 6.41%
360,350
-10,000
-3% -$910K
WLL
4
DELISTED
Whiting Petroleum Corporation
WLL
$23.9M 4.58%
1,333
-1
-0.1% -$15.5K
CXO
5
DELISTED
CONCHO RESOURCES INC.
CXO
$21.2M 4.06%
195,000
+5,000
+3% +$476K
SLB icon
6
SLB Ltd
SLB
$70.4B
$21.2M 4.05%
240,000
-50,000
-17% -$4.11M
PXD
7
DELISTED
Pioneer Natural Resource Co.
PXD
$20.8M 3.97%
110,000
-20,000
-15% -$3.4M
NBL
8
DELISTED
Noble Energy, Inc.
NBL
$20.1M 3.84%
300,000
-30,000
-9% -$1.92M
SM icon
9
SM Energy
SM
$7.24B
$20.1M 3.84%
260,000
-40,000
-13% -$2.77M
XEC
10
DELISTED
CIMAREX ENERGY CO
XEC
$18.8M 3.59%
195,000
+25,000
+15% +$2.03M
CAM
11
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$16.9M 3.24%
290,000
+170,000
+142% +$10.1M
HES
12
DELISTED
Hess
HES
$15.5M 2.96%
200,000
– –
HAL icon
13
Halliburton
HAL
$29.3B
$15.4M 2.95%
320,000
-130,000
-29% -$6.09M
CTRA
14
DELISTED
Coterra Energy
CTRA
$14.2M 2.71%
380,000
-20,000
-5% -$750K
FTI icon
15
TechnipFMC
FTI
$28.7B
$13.9M 2.65%
336,000
-13,440
-4% -$553K
CNQ icon
16
Canadian Natural Resources
CNQ
$89.4B
$12.9M 2.48%
852,138
– –
HP icon
17
Helmerich & Payne
HP
$3.34B
$12.4M 2.37%
180,000
-15,000
-8% -$990K
NE
18
DELISTED
Noble Corporation
NE
$11M 2.09%
331,760
-34,320
-9% -$1.17M
AREX
19
DELISTED
Approach Resources Inc.
AREX
$10.5M 2.01%
400,000
+45,000
+13% +$1.14M
NOV icon
20
NOV
NOV
$6.99B
$10.2M 1.94%
144,170
-11,090
-7% -$742K
CFFN icon
21
Capitol Federal Financial
CFFN
$1.09B
$9.27M 1.77%
745,600
– –
WPX
22
DELISTED
WPX Energy, Inc.
WPX
$9.05M 1.73%
470,000
-200,000
-30% -$3.85M
BHI
23
DELISTED
Baker Hughes
BHI
$7.37M 1.41%
150,000
– –
RLOG
24
DELISTED
Rand Logistics, Inc.
RLOG
$7.31M 1.4%
1,497,157
-120,500
-7% -$613K
FF icon
25
Future Fuel
FF
$203M
$7.16M 1.37%
398,787
-170,400
-30% -$2.79M
1
2 3 4

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ISG
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David M. Knott's Q3 2013 Portfolio in Review

As of Q3 2013, David M. Knott held 76 positions worth $523M, up 8.8% from $481M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

David M. Knott withdrew a net $17.2M in Q3 2013, closing 4 positions and reducing 20 holdings. Its most notable exit was M/I Homes, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Energy at 51% of assets, up from 49% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in The Mosaic Company worth $5.82M.

  • David M. Knott's largest Q3 2013 buy was The Mosaic Company: 135,400 shares worth $5.82M.
  • David M. Knott added most to CAMERON INTERNATIONAL CORPORATION in Q3 2013, an estimated $10.1M increase.
  • David M. Knott's biggest Q3 2013 reduction was Ligand Pharmaceuticals, cutting an estimated $7.22M.
  • David M. Knott fully exited M/I Homes in Q3 2013, selling an estimated $4.36M.
  • David M. Knott's ten largest holdings make up 52% of its $523M portfolio in Q3 2013.
  • David M. Knott opened 6 new positions and closed 4 in Q3 2013.
  • David M. Knott's portfolio value rose 8.8% quarter-over-quarter to $523M.

Based on David M. Knott's 13F filing for Q3 2013, filed 12 Nov 2013.