David M. Knott’s SM Energy SM Stock Holding History

David M. Knott’s Portfolio SM Stock Details SM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-575,000	Closed	-$15.5M	–	73
2016 Q2	$15.5M	Buy	575,000 +75,000	+15%	+$2.1M	3.58%	4
2016 Q1	$9.37M	Buy	500,000 +230,000	+85%	+$3.17M	2.5%	11
2015 Q4	$5.31M	Hold	270,000	–	–	1.45%	20
2015 Q3	$8.65M	Sell	270,000 -30,000	-10%	-$1.09M	2.49%	11
2015 Q2	$13.8M	Hold	300,000	–	–	2.86%	9
2015 Q1	$15.5M	Hold	300,000	–	–	3.34%	7
2014 Q4	$11.6M	Buy	300,000 +100,000	+50%	+$5.01M	2.73%	14
2014 Q3	$15.6M	Buy	200,000 +20,000	+11%	+$1.63M	2.97%	14
2014 Q2	$15.1M	Buy	180,000 +20,000	+13%	+$1.53M	2.71%	15
2014 Q1	$11.4M	Sell	160,000 -70,000	-30%	-$5.48M	2.18%	20
2013 Q4	$19.1M	Sell	230,000 -30,000	-12%	-$2.56M	3.9%	7
2013 Q3	$20.1M	Sell	260,000 -40,000	-13%	-$2.77M	3.84%	9
2013 Q2	$18M	Buy	+300,000	New	+$18.3M	3.74%	9

Other funds holding SM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

David M. Knott's SM Position: Q3 2016 in Review

David M. Knott sold out of SM Energy (SM) in Q3 2016, closing a stake of 575,000 shares — an estimated $15.5M sold.

David M. Knott first reported a position in SM in Q2 2013 and held it in 13 quarters. The position peaked at $20.1M in Q3 2013. 266 funds tracked by Wall St. Rank hold SM as of Q3 2016.

David M. Knott reported no remaining SM Energy position as of Q3 2016 after selling out during the quarter.
David M. Knott sold 575,000 SM Energy shares in Q3 2016, an estimated $15.5M.
David M. Knott first reported a position in SM Energy in Q2 2013 and held it in 13 quarters.
David M. Knott's SM Energy position peaked at $20.1M in Q3 2013.
266 funds tracked by Wall St. Rank held SM Energy as of Q3 2016.

Based on David M. Knott's 13F filing for Q3 2016, filed 10 Nov 2016.