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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-9.75%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$424M
AUM Growth
-$101M
Cap. Flow
-$26.9M
Cap. Flow %
-6.35%
Top 10 Hldgs %
54.44%
Holding
87
New
9
Increased
11
Reduced
6
Closed
13
Avg Time Held Equity + Options
1.1 years
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
1.1 years
Avg Time Held Equity only
1.1 years
Top 10 Avg Time Held Equity only
0.8 years
Top 20 Avg Time Held Equity only
1.1 years

Top Buys

Rank Stock Value
1
NOV icon
NOV
NOV
+$10.4M
2
AR icon
Antero Resources
AR
+$7.91M
3
SM icon
SM Energy
SM
+$5.01M
4
WLL
Whiting Petroleum Corporation
WLL
+$4.08M
5
PE
PARSLEY ENERGY INC
PE
+$3.53M

Top Sells

Rank Stock Value
1
RRC icon
Range Resources
RRC
+$14.9M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
+$11.3M
3
SWN icon
Southwestern Energy Company
SWN
+$11.2M
4
PBR icon
Petrobras
PBR
+$10.5M
5
MOS icon
The Mosaic Company
MOS
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 58.29%
2 Healthcare 26.03%
3 Miscellaneous 3.8%
4 Financials 3.72%
5 Real Estate 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.92B
$66.5M 15.68%
2,003,375
– –
2013 Q2
6 quarters
PFE icon
2
Pfizer
PFE
$168B
$36.1M 8.51%
1,221,982
– –
2013 Q2
6 quarters
APC icon
3
DELISTED
Anadarko Petroleum
APC
$24.3M 5.73%
294,605
– –
2013 Q2
6 quarters
SLB icon
4
SLB Ltd
SLB
$73.3B
$17.9M 4.23%
210,000
– –
2013 Q2
6 quarters
XEC
5
DELISTED
CIMAREX ENERGY CO
XEC
$15.9M 3.75%
150,000
+5,000
+3% +$555K
2013 Q2
6 quarters
CXO
6
DELISTED
CONCHO RESOURCES INC.
CXO
$15.5M 3.64%
155,000
+10,000
+7% +$1.05M
2013 Q2
6 quarters
PXD icon
7
DELISTED
Pioneer Natural Resource Co.
PXD
$14.9M 3.51%
100,000
– –
2013 Q2
6 quarters
CAM icon
8
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$13.5M 3.18%
270,000
+20,000
+8% +$1.11M
2013 Q2
6 quarters
HES icon
9
DELISTED
Hess
HES
$13.3M 3.13%
180,000
– –
2013 Q2
6 quarters
NBL
10
DELISTED
Noble Energy, Inc.
NBL
$13M 3.07%
275,000
– –
2013 Q2
6 quarters
CTRA icon
11
DELISTED
Coterra Energy
CTRA
$12.7M 3%
430,000
+10,000
+2% +$315K
2013 Q2
6 quarters
CNQ icon
12
Canadian Natural Resources
CNQ
$111B
$12.1M 2.84%
806,630
– –
2013 Q2
6 quarters
WLL
13
DELISTED
Whiting Petroleum Corporation
WLL
$11.9M 2.8%
1,200
+267
+29% +$4.08M
2013 Q2
6 quarters
SM icon
14
SM Energy
SM
$9.32B
$11.6M 2.73%
300,000
+100,000
+50% +$5.01M
2013 Q2
6 quarters
DVN icon
15
Devon Energy
DVN
$55.6B
$11.3M 2.67%
185,000
+10,000
+6% +$606K
2014 Q2
2 quarters
FTI icon
16
TechnipFMC
FTI
$27.3B
$11.2M 2.65%
322,560
– –
2014 Q3
1 quarter
GPOR icon
17
DELISTED
Gulfport Energy Corp.
GPOR
$10.9M 2.56%
260,000
+30,000
+13% +$1.4M
2014 Q1
3 quarters
NOV icon
18
NOV
NOV
$6.73B
$9.83M 2.32%
+150,000
New +$10.4M
2014 Q4
0 quarters
CFFN icon
19
Capitol Federal Financial
CFFN
$1.01B
$8.85M 2.09%
692,600
– –
2013 Q2
6 quarters
HAL icon
20
Halliburton
HAL
$27.9B
$8.65M 2.04%
220,000
-90,000
-29% -$4.38M
2013 Q2
6 quarters
HP icon
21
Helmerich & Payne
HP
$3.75B
$8.43M 1.99%
125,000
– –
2013 Q2
6 quarters
BHI
22
DELISTED
Baker Hughes
BHI
$7.85M 1.85%
140,000
-60,000
-30% -$3.38M
2013 Q2
6 quarters
ASPX
23
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
$6.74M 1.59%
128,500
– –
2014 Q2
2 quarters
AR icon
24
Antero Resources
AR
$11.8B
$6.7M 1.58%
+165,000
New +$7.91M
2014 Q4
0 quarters
RLOG
25
DELISTED
Rand Logistics, Inc.
RLOG
$5.61M 1.32%
1,419,358
-23,299
-2% -$112K
2013 Q2
6 quarters
1
2 3 4

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David M. Knott's Q4 2014 Portfolio in Review

As of Q4 2014, David M. Knott held 87 positions worth $424M, down 19% from $526M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

David M. Knott withdrew a net $26.9M in Q4 2014, closing 13 positions and reducing 6 holdings. Its most notable exit was Range Resources, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Energy at 58% of assets, down from 68% a quarter earlier, followed by Healthcare and Miscellaneous.

Against the trend, David M. Knott opened a new position in NOV worth $9.83M.

  • David M. Knott's largest Q4 2014 buy was NOV: 150,000 shares worth $9.83M.
  • David M. Knott added most to SM Energy in Q4 2014, an estimated $5.01M increase.
  • David M. Knott's biggest Q4 2014 reduction was Southwestern Energy Company, cutting an estimated $11.2M.
  • David M. Knott fully exited Range Resources in Q4 2014, selling an estimated $14.9M.
  • David M. Knott's ten largest holdings make up 54% of its $424M portfolio in Q4 2014.
  • David M. Knott opened 9 new positions and closed 13 in Q4 2014.
  • David M. Knott's portfolio value fell 19% quarter-over-quarter to $424M.

Based on David M. Knott's 13F filing for Q4 2014, filed 13 Feb 2015.