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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-19.34%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$347M
AUM Growth
-$137M
Cap. Flow
-$42.3M
Cap. Flow %
-12.2%
Top 10 Hldgs %
64.26%
Holding
88
New
4
Increased
6
Reduced
32
Closed
8

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$9.26M
2
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$2.13M
3
KHC icon
Kraft Heinz
KHC
+$898K
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$573K
5
AAPL icon
Apple
AAPL
+$469K

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$8.87M
2
SLB icon
SLB Ltd
SLB
+$6.33M
3
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$5.24M
4
FTI icon
TechnipFMC
FTI
+$4.98M
5
PE
PARSLEY ENERGY INC
PE
+$4.88M

Sector Composition

Rank Sector Weight
1 Energy 45.09%
2 Healthcare 41.44%
3 Financials 4.08%
4 Real Estate 2.75%
5 Miscellaneous 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$103M 29.64%
1,923,225
-80,150
-4% -$4.86M
PFE icon
2
Pfizer
PFE
$159B
$31.3M 9.02%
1,049,126
-1,054
-0.1% -$33.8K
APC
3
DELISTED
Anadarko Petroleum
APC
$16.7M 4.81%
276,210
-25,200
-8% -$1.79M
XEC
4
DELISTED
CIMAREX ENERGY CO
XEC
$12.3M 3.55%
120,000
-30,000
-20% -$3.2M
CXO
5
DELISTED
CONCHO RESOURCES INC.
CXO
$11.8M 3.4%
120,000
-30,000
-20% -$3.15M
PXD
6
DELISTED
Pioneer Natural Resource Co.
PXD
$10.9M 3.16%
90,000
-15,000
-14% -$1.87M
HES
7
DELISTED
Hess
HES
$10M 2.89%
200,000
– –
CTRA
8
DELISTED
Coterra Energy
CTRA
$9.62M 2.77%
440,000
-20,000
-4% -$512K
NBL
9
DELISTED
Noble Energy, Inc.
NBL
$8.75M 2.52%
290,000
– –
CVX icon
10
Chevron
CVX
$396B
$8.68M 2.5%
+110,000
New +$9.26M
SM icon
11
SM Energy
SM
$8.71B
$8.65M 2.49%
270,000
-30,000
-10% -$1.09M
SLB icon
12
SLB Ltd
SLB
$85.1B
$8.62M 2.49%
125,000
-80,000
-39% -$6.33M
CNQ icon
13
Canadian Natural Resources
CNQ
$101B
$8.44M 2.43%
896,404
-1,242
-0.1% -$13.7K
CFFN icon
14
Capitol Federal Financial
CFFN
$1.07B
$8.39M 2.42%
692,400
-200
-0% -$2.41K
DVN icon
15
Devon Energy
DVN
$52.1B
$8.16M 2.35%
220,000
– –
GPOR
16
DELISTED
Gulfport Energy Corp.
GPOR
$8.01M 2.31%
270,000
-10,000
-4% -$344K
RRC icon
17
Range Resources
RRC
$9.69B
$7.55M 2.18%
235,000
– –
HAL icon
18
Halliburton
HAL
$30.1B
$6.36M 1.84%
180,000
– –
WLL
19
DELISTED
Whiting Petroleum Corporation
WLL
$5.04M 1.45%
1,100
-133
-11% -$823K
SWN
20
DELISTED
Southwestern Energy Company
SWN
$4.63M 1.34%
365,000
– –
CLR
21
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$4.35M 1.25%
150,000
-20,000
-12% -$650K
AR icon
22
Antero Resources
AR
$11.8B
$4.23M 1.22%
200,000
-20,000
-9% -$532K
SLCA
23
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4.23M 1.22%
300,000
+100,000
+50% +$2.13M
ABBV icon
24
AbbVie
ABBV
$451B
$4.07M 1.17%
74,750
+3,250
+5% +$212K
MSFT icon
25
Microsoft
MSFT
$3.81T
$3.04M 0.88%
68,750
– –
1
2 3 4

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David M. Knott's Q3 2015 Portfolio in Review

As of Q3 2015, David M. Knott held 88 positions worth $347M, down 28% from $483M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

David M. Knott withdrew a net $42.3M in Q3 2015, closing 8 positions and reducing 32 holdings. Its most notable exit was Petrobras, an estimated $8.87M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 53% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David M. Knott opened a new position in Chevron worth $8.68M.

  • David M. Knott's largest Q3 2015 buy was Chevron: 110,000 shares worth $8.68M.
  • David M. Knott added most to U.S. SILICA HOLDINGS, INC. in Q3 2015, an estimated $2.13M increase.
  • David M. Knott's biggest Q3 2015 reduction was SLB Ltd, cutting an estimated $6.33M.
  • David M. Knott fully exited Petrobras in Q3 2015, selling an estimated $8.87M.
  • David M. Knott's ten largest holdings make up 64% of its $347M portfolio in Q3 2015.
  • David M. Knott opened 4 new positions and closed 8 in Q3 2015.
  • David M. Knott's portfolio value fell 28% quarter-over-quarter to $347M.

Based on David M. Knott's 13F filing for Q3 2015, filed 12 Nov 2015.