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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$17.5M
Cap. Flow
+$12.1M
Cap. Flow %
4.81%
Top 10 Hldgs %
73.45%
Holding
118
New
10
Increased
17
Reduced
7
Closed
9

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$8.13M
2
FTAI icon
FTAI Aviation
FTAI
+$4.74M
3
UPLD icon
Upland Software
UPLD
+$3.95M
4
VKTX icon
Viking Therapeutics
VKTX
+$674K
5
QTNT
Quotient Limited Ordinary Shares
QTNT
+$476K

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$4.88M
2
PFE icon
Pfizer
PFE
+$1.63M
3
ATCO
Atlas Corp.
ATCO
+$993K
4
GBT
Global Blood Therapeutics, Inc.
GBT
+$752K
5
SHPG
Shire pic
SHPG
+$460K

Sector Composition

Rank Sector Weight
1 Healthcare 64.84%
2 Financials 7.67%
3 Technology 5.84%
4 Energy 5.67%
5 Industrials 4.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$104M 41.55%
1,222,999
-56,355
-4% -$4.88M
PFE icon
2
Pfizer
PFE
$159B
$33.8M 13.44%
983,673
-47,852
-5% -$1.63M
CFFN icon
3
Capitol Federal Financial
CFFN
$1.07B
$9.26M 3.68%
690,400
– –
MIC
4
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$8.49M 3.38%
132,300
+120,000
+976% +$8.13M
MSFT icon
5
Microsoft
MSFT
$3.81T
$5.88M 2.34%
68,750
– –
FTAI icon
6
FTAI Aviation
FTAI
$20B
$5.14M 2.04%
+302,001
New +$4.74M
ABBV icon
7
AbbVie
ABBV
$451B
$5.08M 2.02%
52,500
– –
APC
8
DELISTED
Anadarko Petroleum
APC
$4.32M 1.72%
80,760
– –
AAPL icon
9
Apple
AAPL
$4.67T
$4.24M 1.69%
100,200
– –
IRDM icon
10
Iridium Communications
IRDM
$4.94B
$3.99M 1.59%
338,000
– –
UPLD icon
11
Upland Software
UPLD
$13.9M
$3.9M 1.55%
+18,000
New +$3.95M
DAL icon
12
Delta Air Lines
DAL
$52.7B
$3.22M 1.28%
57,500
– –
DD icon
13
DuPont de Nemours
DD
$18.5B
$2.68M 1.07%
14,865
– –
HHH icon
14
Howard Hughes
HHH
$3.87B
$2.63M 1.04%
20,980
– –
JPM icon
15
JPMorgan Chase
JPM
$951B
$2.46M 0.98%
23,050
– –
OSG
16
Octave Specialty Group
OSG
$209M
$2.32M 0.92%
145,426
– –
RXDX
17
DELISTED
Ignyta, Inc.
RXDX
$1.81M 0.72%
67,700
– –
CXW icon
18
CoreCivic
CXW
$3.34B
$1.69M 0.67%
75,000
– –
CHCT
19
Community Healthcare Trust
CHCT
$428M
$1.69M 0.67%
60,000
– –
CPRX
20
DELISTED
Catalyst Pharmaceutical
CPRX
$1.49M 0.59%
380,110
+15,000
+4% +$49.6K
AVDL
21
DELISTED
Avadel Pharmaceuticals
AVDL
$1.3M 0.52%
158,555
– –
CNCE
22
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1.28M 0.51%
49,557
+4,557
+10% +$91.8K
AB icon
23
AllianceBernstein
AB
$3.43B
$1.26M 0.5%
50,500
– –
KHC icon
24
Kraft Heinz
KHC
$30.5B
$1.24M 0.49%
15,900
– –
ENFC
25
DELISTED
Entegra Financial Corp.
ENFC
$1.18M 0.47%
40,250
– –
1
2 3 4 5

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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2017 Portfolio in Review

As of Q4 2017, David M. Knott held 118 positions worth $251M, up 7.5% from $234M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

David M. Knott deployed $12.1M of net new capital in Q4 2017, opening 10 new positions and adding to 17 existing holdings. Its largest new stake was FTAI Aviation: 302,001 shares worth $5.14M.

By sector, the portfolio is most concentrated in Healthcare at 65% of assets, down from 71% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Ligand Pharmaceuticals, an estimated $4.88M trimmed.

  • David M. Knott's largest Q4 2017 buy was FTAI Aviation: 302,001 shares worth $5.14M.
  • David M. Knott added most to Macquarie Infrastructure Holdings, LLC in Q4 2017, an estimated $8.13M increase.
  • David M. Knott's biggest Q4 2017 reduction was Ligand Pharmaceuticals, cutting an estimated $4.88M.
  • David M. Knott fully exited Atlas Corp. in Q4 2017, selling an estimated $993K.
  • David M. Knott's ten largest holdings make up 73% of its $251M portfolio in Q4 2017.
  • David M. Knott opened 10 new positions and closed 9 in Q4 2017.
  • David M. Knott's portfolio value rose 7.5% quarter-over-quarter to $251M.

Based on David M. Knott's 13F filing for Q4 2017, filed 13 Feb 2018.