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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$199M
AUM Growth
+$4.98M
Cap. Flow
+$2.52M
Cap. Flow %
1.27%
Top 10 Hldgs %
86.04%
Holding
71
New
6
Increased
2
Reduced
3
Closed
1

Top Buys

Rank Stock Value
1
CXW icon
CoreCivic
CXW
+$1.43M
2
NVLN
Novelion Therapeutics Inc. Common Shares
NVLN
+$967K
3
HTZ
Hertz Global Holdings, Inc.
HTZ
+$720K
4
IIPR icon
Innovative Industrial Properties
IIPR
+$436K
5
IRT icon
Independence Realty Trust
IRT
+$433K

Top Sells

Rank Stock Value
1
QLTI
QLT Inc
QLTI
+$1.13M
2
PFE icon
Pfizer
PFE
+$611K
3
CUZ icon
Cousins Properties
CUZ
+$44.2K
4
AGN
Allergan plc
AGN
+$11.2K

Sector Composition

Rank Sector Weight
1 Healthcare 74.16%
2 Financials 9.74%
3 Technology 3.97%
4 Energy 3.62%
5 Industrials 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$101M 51.04%
1,599,954
– –
PFE icon
2
Pfizer
PFE
$159B
$31.6M 15.92%
1,026,255
-20,026
-2% -$611K
CFFN icon
3
Capitol Federal Financial
CFFN
$1.07B
$11.4M 5.72%
690,400
– –
APC
4
DELISTED
Anadarko Petroleum
APC
$5.63M 2.83%
80,760
– –
ABBV icon
5
AbbVie
ABBV
$451B
$4.68M 2.36%
74,800
– –
MSFT icon
6
Microsoft
MSFT
$3.81T
$4.27M 2.15%
68,750
– –
OSG
7
Octave Specialty Group
OSG
$209M
$3.83M 1.93%
170,426
– –
IRDM icon
8
Iridium Communications
IRDM
$4.94B
$3.25M 1.63%
338,000
– –
AAPL icon
9
Apple
AAPL
$4.67T
$2.9M 1.46%
100,200
– –
JPM icon
10
JPMorgan Chase
JPM
$951B
$1.99M 1%
23,050
– –
ACAD icon
11
Acadia Pharmaceuticals
ACAD
$5.02B
$1.9M 0.96%
65,947
+550
+0.8% +$14.6K
AGN
12
DELISTED
Allergan plc
AGN
$1.84M 0.92%
8,746
-54
-0.6% -$11.2K
CXW icon
13
CoreCivic
CXW
$3.34B
$1.83M 0.92%
+75,000
New +$1.43M
CHCT
14
Community Healthcare Trust
CHCT
$428M
$1.38M 0.7%
60,000
– –
DAL icon
15
Delta Air Lines
DAL
$52.7B
$1.38M 0.69%
28,000
– –
DOC
16
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.06M 0.53%
55,800
+10,000
+22% +$189K
KHC icon
17
Kraft Heinz
KHC
$30.5B
$1.04M 0.52%
11,900
– –
AVDL
18
DELISTED
Avadel Pharmaceuticals
AVDL
$1.03M 0.52%
99,587
– –
CNQ icon
19
Canadian Natural Resources
CNQ
$101B
$1.03M 0.52%
66,059
– –
SGYP
20
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$965K 0.49%
158,400
– –
NVLN
21
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$919K 0.46%
+109,184
New +$967K
GSK icon
22
GSK
GSK
$102B
$870K 0.44%
18,080
– –
JNJ icon
23
Johnson & Johnson
JNJ
$646B
$838K 0.42%
7,280
– –
ENFC
24
DELISTED
Entegra Financial Corp.
ENFC
$829K 0.42%
40,250
– –
FF icon
25
Future Fuel
FF
$234M
$762K 0.38%
54,804
– –
1
2 3

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KCP
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HCIA
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ISG
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TPCM
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DCM
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MCL
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DVC
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David M. Knott's Q4 2016 Portfolio in Review

As of Q4 2016, David M. Knott held 71 positions worth $199M, up 2.6% from $194M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

David M. Knott's Q4 2016 filing shows 6 new, 2 increased, 3 reduced and 1 closed positions. Its largest new stake was CoreCivic: 75,000 shares worth $1.83M. The largest sale was QLT Inc, an estimated $1.13M.

By sector, the portfolio is most concentrated in Healthcare at 74% of assets, down from 78% a quarter earlier, followed by Financials and Technology.

  • David M. Knott's largest Q4 2016 buy was CoreCivic: 75,000 shares worth $1.83M.
  • David M. Knott added most to PHYSICIANS REALTY TRUST in Q4 2016, an estimated $189K increase.
  • David M. Knott's biggest Q4 2016 reduction was Pfizer, cutting an estimated $611K.
  • David M. Knott fully exited QLT Inc in Q4 2016, selling an estimated $1.13M.
  • David M. Knott's ten largest holdings make up 86% of its $199M portfolio in Q4 2016.
  • David M. Knott opened 6 new positions and closed 1 in Q4 2016.
  • David M. Knott's portfolio value rose 2.6% quarter-over-quarter to $199M.

Based on David M. Knott's 13F filing for Q4 2016, filed 13 Feb 2017.