DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+2.22%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$199M
AUM Growth
+$199M
Cap. Flow
+$2.77M
Cap. Flow %
1.4%
Top 10 Hldgs %
86.04%
Holding
71
New
6
Increased
2
Reduced
2
Closed
1

Top Buys

1
CXW icon
CoreCivic
CXW
$1.84M
2
NVLN
Novelion Therapeutics Inc. Common Shares
NVLN
$919K
3
HTZ
Hertz Global Holdings, Inc.
HTZ
$539K
4
IIPR icon
Innovative Industrial Properties
IIPR
$455K
5
IRT icon
Independence Realty Trust
IRT
$446K

Top Sells

1
QLTI
QLT Inc
QLTI
$1.13M
2
PFE icon
Pfizer
PFE
$617K
3
AGN
Allergan plc
AGN
$11.3K

Sector Composition

1 Healthcare 74.16%
2 Financials 9.09%
3 Technology 3.97%
4 Real Estate 2.12%
5 Industrials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$3.15B
$101M 51.04% 998,100 – –
PFE icon
2
Pfizer
PFE
$141B
$31.6M 15.92% 973,676 -19,000 -2% -$617K
CFFN icon
3
Capitol Federal Financial
CFFN
$844M
$11.4M 5.72% 690,400 – –
APC
4
DELISTED
Anadarko Petroleum
APC
$5.63M 2.83% 80,760 – –
ABBV icon
5
AbbVie
ABBV
$372B
$4.68M 2.36% 74,800 – –
MSFT icon
6
Microsoft
MSFT
$3.77T
$4.27M 2.15% 68,750 – –
AMBC icon
7
Ambac
AMBC
$419M
$3.84M 1.93% 170,426 – –
IRDM icon
8
Iridium Communications
IRDM
$2.64B
$3.25M 1.63% 338,000 – –
AAPL icon
9
Apple
AAPL
$3.45T
$2.9M 1.46% 25,050 – –
JPM icon
10
JPMorgan Chase
JPM
$829B
$1.99M 1% 23,050 – –
ACAD icon
11
Acadia Pharmaceuticals
ACAD
$4.38B
$1.9M 0.96% 65,947 +550 +0.8% +$15.9K
AGN
12
DELISTED
Allergan plc
AGN
$1.84M 0.92% 8,746 -54 -0.6% -$11.3K
CXW icon
13
CoreCivic
CXW
$2.17B
$1.84M 0.92% +75,000 New +$1.84M
CHCT
14
Community Healthcare Trust
CHCT
$437M
$1.38M 0.7% 60,000 – –
DAL icon
15
Delta Air Lines
DAL
$40.3B
$1.38M 0.69% 28,000 – –
DOC
16
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.06M 0.53% 55,800 +10,000 +22% +$190K
KHC icon
17
Kraft Heinz
KHC
$33.1B
$1.04M 0.52% 11,900 – –
AVDL
18
Avadel Pharmaceuticals
AVDL
$1.43B
$1.04M 0.52% 99,587 – –
CNQ icon
19
Canadian Natural Resources
CNQ
$65.9B
$1.03M 0.52% 32,350 – –
SGYP
20
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$965K 0.49% 158,400 – –
NVLN
21
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$919K 0.46% +109,184 New +$919K
GSK icon
22
GSK
GSK
$79.9B
$870K 0.44% 22,600 – –
JNJ icon
23
Johnson & Johnson
JNJ
$427B
$838K 0.42% 7,280 – –
ENFC
24
DELISTED
Entegra Financial Corp.
ENFC
$829K 0.42% 40,250 – –
FF icon
25
Future Fuel
FF
$170M
$762K 0.38% 54,804 – –
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