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DMK
David M. Knott Portfolio holdings
AUM
$275M
1-Year Est. Return
59.23%
This Fund
S&P 500
This Quarter
Est. Return
-24.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$95.4M
(-31%)
Cap. Flow
-$9.59M
Cap. Flow
% of AUM
-4.51%
Top 10 Holdings %
Top 10 Hldgs %
60.08%
Holding
113
New
8
Increased
22
Reduced
12
Closed
11
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apollo Global Management
APO
|
+$6.25M |
| 2 |
LKQ Corp
LKQ
|
+$5.44M |
| 3 |
TSG
The Stars Group Inc.
TSG
|
+$4.72M |
| 4 |
NBL
Noble Energy, Inc.
NBL
|
+$2.46M |
| 5 |
Upland Software
UPLD
|
+$2.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dell
DELL
|
+$11.4M |
| 2 |
MITL
Mitel Networks Corporation
MITL
|
+$7.9M |
| 3 |
APC
Anadarko Petroleum
APC
|
+$4.35M |
| 4 |
AbbVie
ABBV
|
+$4.18M |
| 5 |
Newell Brands
NWL
|
+$4.06M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 40.79% |
| 2 | Technology | 10.85% |
| 3 | Financials | 9.97% |
| 4 | Energy | 9.1% |
| 5 | Consumer Discretionary | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Ligand Pharmaceuticals
LGND
$5.59B
| $46.7M | 21.94% |
551,498
| – | – |
|
2
Pfizer
PFE
$159B
| $15.9M | 7.46% |
383,422
-90,958
| -19% | -$3.78M |
|
|
3
Upland Software
UPLD
$13.9M
| $11.4M | 5.36% |
42,000
+7,000
| +20% | +$2.1M |
|
4
MPLX
MPLX
$60.1B
| $9.38M | 4.41% |
309,558
+9,558
| +3% | +$319K |
|
5
Capitol Federal Financial
CFFN
$1.07B
| $8.57M | 4.03% |
671,050
-19,350
| -3% | -$249K |
|
6
FTAI Aviation
FTAI
$20B
| $8.26M | 3.88% |
674,571
+87,825
| +15% | +$1.22M |
|
|
7
Apollo Global Management
APO
$79.7B
| $7.92M | 3.72% |
322,708
+217,708
| +207% | +$6.25M |
|
8
Oracle
ORCL
$435B
| $6.77M | 3.18% |
150,000
| – | – |
|
|
9
LKQ Corp
LKQ
$6.46B
| $6.53M | 3.07% |
275,000
+200,000
| +267% | +$5.44M |
|
|
MIC
10
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $6.43M | 3.02% |
175,900
| – | – |
|
|
MIK
11
DELISTED
Michaels Stores, Inc
MIK
| $5.82M | 2.74% |
430,000
+130,000
| +43% | +$2.06M |
|
12
Iridium Communications
IRDM
$4.94B
| $5.2M | 2.44% |
281,600
| – | – |
|
13
Smith & Wesson
SWBI
$573M
| $4.24M | 1.99% |
429,330
| – | – |
|
14
Lowe's Companies
LOW
$117B
| $4.16M | 1.95% |
45,000
| – | – |
|
|
TSG
15
DELISTED
The Stars Group Inc.
TSG
| $4M | 1.88% |
+241,920
| New | +$4.72M |
|
16
Apple
AAPL
$4.67T
| $3.95M | 1.86% |
100,200
| – | – |
|
17
Calumet Specialty Products
CLMT
$4.2B
| $3.39M | 1.59% |
1,534,031
+76,300
| +5% | +$315K |
|
18
Delta Air Lines
DAL
$52.7B
| $2.87M | 1.35% |
57,500
| – | – |
|
19
Howard Hughes
HHH
$3.87B
| $2.53M | 1.19% |
27,169
+2,727
| +11% | +$284K |
|
20
JPMorgan Chase
JPM
$951B
| $2.25M | 1.06% |
23,050
| – | – |
|
21
Indaptus Therapeutics
INDP
$152M
| $2.14M | 1% |
127
| – | – |
|
22
DuPont de Nemours
DD
$18.5B
| $2.01M | 0.95% |
14,865
| – | – |
|
|
BDSI
23
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $1.85M | 0.87% |
500,300
+126,300
| +34% | +$444K |
|
24
Viking Therapeutics
VKTX
$3.75B
| $1.82M | 0.86% |
238,102
+1,502
| +0.6% | +$18K |
|
|
NBL
25
DELISTED
Noble Energy, Inc.
NBL
| $1.8M | 0.85% |
+96,000
| New | +$2.46M |
|
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David M. Knott's Q4 2018 Portfolio in Review
As of Q4 2018, David M. Knott held 113 positions worth $213M, down 31% from $308M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
David M. Knott withdrew a net $9.59M in Q4 2018, closing 11 positions and reducing 12 holdings. Its most notable exit was Mitel Networks Corporation, an estimated $7.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 41% of assets, down from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, David M. Knott opened a new position in The Stars Group Inc. worth $4M.
- David M. Knott's largest Q4 2018 buy was The Stars Group Inc.: 241,920 shares worth $4M.
- David M. Knott added most to Apollo Global Management in Q4 2018, an estimated $6.25M increase.
- David M. Knott's biggest Q4 2018 reduction was Dell, cutting an estimated $11.4M.
- David M. Knott fully exited Mitel Networks Corporation in Q4 2018, selling an estimated $7.9M.
- David M. Knott's ten largest holdings make up 60% of its $213M portfolio in Q4 2018.
- David M. Knott opened 8 new positions and closed 11 in Q4 2018.
- David M. Knott's portfolio value fell 31% quarter-over-quarter to $213M.
Based on David M. Knott's 13F filing for Q4 2018, filed 12 Feb 2019.