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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$208M
AUM Growth
+$9.12M
Cap. Flow
+$3.26M
Cap. Flow %
1.57%
Top 10 Hldgs %
84.6%
Holding
84
New
14
Increased
5
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
ATCO
Atlas Corp.
ATCO
+$827K
2
CDOR
Condor Hospitality Trust, Inc. Common Stock
CDOR
+$648K
3
HTZ
Hertz Global Holdings, Inc.
HTZ
+$626K
4
CPRX
Catalyst Pharmaceutical
CPRX
+$362K
5
DAL icon
Delta Air Lines
DAL
+$244K

Top Sells

Rank Stock Value
1
CNQ icon
Canadian Natural Resources
CNQ
+$1.03M
2
STND
STANDARD FINANCIAL CORP COM STK
STND
+$504K
3
ACAD icon
Acadia Pharmaceuticals
ACAD
+$388K
4
ADVM
Adverum Biotechnologies
ADVM
+$191K
5
ARLZ
Aralez Pharmaceuticals Inc.
ARLZ
+$166K

Sector Composition

Rank Sector Weight
1 Healthcare 74.69%
2 Financials 8.52%
3 Technology 4.27%
4 Industrials 3.02%
5 Energy 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$106M 50.83%
1,599,954
– –
PFE icon
2
Pfizer
PFE
$159B
$33.3M 16.03%
1,026,255
– –
CFFN icon
3
Capitol Federal Financial
CFFN
$1.07B
$10.1M 4.86%
690,400
– –
APC
4
DELISTED
Anadarko Petroleum
APC
$5.01M 2.41%
80,760
– –
ABBV icon
5
AbbVie
ABBV
$451B
$4.8M 2.31%
73,700
-1,100
-1% -$69.2K
MSFT icon
6
Microsoft
MSFT
$3.81T
$4.53M 2.18%
68,750
– –
AAPL icon
7
Apple
AAPL
$4.67T
$3.6M 1.73%
100,200
– –
IRDM icon
8
Iridium Communications
IRDM
$4.94B
$3.26M 1.57%
338,000
– –
OSG
9
Octave Specialty Group
OSG
$209M
$3.21M 1.55%
170,426
– –
CXW icon
10
CoreCivic
CXW
$3.34B
$2.36M 1.13%
75,000
– –
AGN
11
DELISTED
Allergan plc
AGN
$2.21M 1.06%
9,246
+500
+6% +$116K
JPM icon
12
JPMorgan Chase
JPM
$951B
$2.02M 0.97%
23,050
– –
ACAD icon
13
Acadia Pharmaceuticals
ACAD
$5.02B
$1.89M 0.91%
54,947
-11,000
-17% -$388K
DAL icon
14
Delta Air Lines
DAL
$52.7B
$1.52M 0.73%
33,000
+5,000
+18% +$244K
CHCT
15
Community Healthcare Trust
CHCT
$428M
$1.43M 0.69%
60,000
– –
NVLN
16
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$1.17M 0.56%
109,184
– –
DOC
17
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.11M 0.53%
55,800
– –
KHC icon
18
Kraft Heinz
KHC
$30.5B
$1.08M 0.52%
11,900
– –
HTZ
19
DELISTED
Hertz Global Holdings, Inc.
HTZ
$965K 0.46%
63,305
+34,530
+120% +$626K
AVDL
20
DELISTED
Avadel Pharmaceuticals
AVDL
$964K 0.46%
99,587
– –
GSK icon
21
GSK
GSK
$102B
$953K 0.46%
18,080
– –
ENFC
22
DELISTED
Entegra Financial Corp.
ENFC
$952K 0.46%
40,250
– –
JNJ icon
23
Johnson & Johnson
JNJ
$646B
$907K 0.44%
7,280
– –
WHLRD
24
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$64.9M
$780K 0.38%
30,000
– –
FF icon
25
Future Fuel
FF
$234M
$777K 0.37%
54,804
– –
1
2 3 4

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David M. Knott's Q1 2017 Portfolio in Review

As of Q1 2017, David M. Knott held 84 positions worth $208M, up 4.6% from $199M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

David M. Knott's Q1 2017 filing shows 14 new, 5 increased, 2 reduced and 5 closed positions. Its largest new stake was Atlas Corp.: 100,000 shares worth $693K. The largest sale was Canadian Natural Resources, an estimated $1.03M.

By sector, the portfolio is most concentrated in Healthcare at 75% of assets, up from 74% a quarter earlier, followed by Financials and Technology.

  • David M. Knott's largest Q1 2017 buy was Atlas Corp.: 100,000 shares worth $693K.
  • David M. Knott added most to Hertz Global Holdings, Inc. in Q1 2017, an estimated $626K increase.
  • David M. Knott's biggest Q1 2017 reduction was Acadia Pharmaceuticals, cutting an estimated $388K.
  • David M. Knott fully exited Canadian Natural Resources in Q1 2017, selling an estimated $1.03M.
  • David M. Knott's ten largest holdings make up 85% of its $208M portfolio in Q1 2017.
  • David M. Knott opened 14 new positions and closed 5 in Q1 2017.
  • David M. Knott's portfolio value rose 4.6% quarter-over-quarter to $208M.

Based on David M. Knott's 13F filing for Q1 2017, filed 12 May 2017.