DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+3.75%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$208M
AUM Growth
+$208M
Cap. Flow
+$3.13M
Cap. Flow %
1.51%
Top 10 Hldgs %
84.6%
Holding
84
New
14
Increased
5
Reduced
2
Closed
5

Top Buys

1
ATCO
Atlas Corp.
ATCO
$693K
2
CPRX icon
Catalyst Pharmaceutical
CPRX
$554K
3
STND
Standard AVB Financial Corp. Common Stock
STND
$530K
4
CDOR
Condor Hospitality Trust, Inc. Common Stock
CDOR
$530K
5
HTZ
Hertz Global Holdings, Inc.
HTZ
$526K

Top Sells

1
CNQ icon
Canadian Natural Resources
CNQ
$1.03M
2
STND
STANDARD FINANCIAL CORP COM STK
STND
$504K
3
ACAD icon
Acadia Pharmaceuticals
ACAD
$378K
4
ADVM icon
Adverum Biotechnologies
ADVM
$191K
5
ARLZ
Aralez Pharmaceuticals Inc.
ARLZ
$166K

Sector Composition

1 Healthcare 74.55%
2 Financials 8.04%
3 Technology 4.27%
4 Industrials 2.82%
5 Real Estate 2.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$3.15B
$106M 50.83% 998,100 – –
PFE icon
2
Pfizer
PFE
$141B
$33.3M 16.03% 973,676 – –
CFFN icon
3
Capitol Federal Financial
CFFN
$844M
$10.1M 4.86% 690,400 – –
APC
4
DELISTED
Anadarko Petroleum
APC
$5.01M 2.41% 80,760 – –
ABBV icon
5
AbbVie
ABBV
$372B
$4.8M 2.31% 73,700 -1,100 -1% -$71.7K
MSFT icon
6
Microsoft
MSFT
$3.77T
$4.53M 2.18% 68,750 – –
AAPL icon
7
Apple
AAPL
$3.45T
$3.6M 1.73% 25,050 – –
IRDM icon
8
Iridium Communications
IRDM
$2.64B
$3.26M 1.57% 338,000 – –
AMBC icon
9
Ambac
AMBC
$419M
$3.21M 1.55% 170,426 – –
CXW icon
10
CoreCivic
CXW
$2.17B
$2.36M 1.13% 75,000 – –
AGN
11
DELISTED
Allergan plc
AGN
$2.21M 1.06% 9,246 +500 +6% +$119K
JPM icon
12
JPMorgan Chase
JPM
$829B
$2.03M 0.97% 23,050 – –
ACAD icon
13
Acadia Pharmaceuticals
ACAD
$4.38B
$1.89M 0.91% 54,947 -11,000 -17% -$378K
DAL icon
14
Delta Air Lines
DAL
$40.3B
$1.52M 0.73% 33,000 +5,000 +18% +$230K
CHCT
15
Community Healthcare Trust
CHCT
$437M
$1.43M 0.69% 60,000 – –
NVLN
16
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$1.17M 0.56% 109,184 – –
DOC
17
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.11M 0.53% 55,800 – –
KHC icon
18
Kraft Heinz
KHC
$33.1B
$1.08M 0.52% 11,900 – –
HTZ
19
DELISTED
Hertz Global Holdings, Inc.
HTZ
$965K 0.46% 55,000 +30,000 +120% +$526K
AVDL
20
Avadel Pharmaceuticals
AVDL
$1.43B
$964K 0.46% 99,587 – –
GSK icon
21
GSK
GSK
$79.9B
$953K 0.46% 22,600 – –
ENFC
22
DELISTED
Entegra Financial Corp.
ENFC
$952K 0.46% 40,250 – –
JNJ icon
23
Johnson & Johnson
JNJ
$427B
$907K 0.44% 7,280 – –
WHLRD
24
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$63M
$780K 0.38% 30,000 – –
FF icon
25
Future Fuel
FF
$170M
$777K 0.37% 54,804 – –
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